DFX Intelligence

D••••• A• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

D••••• A• M•••••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

RIVERTON, UT

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Search this name across graphsid dfx:ria:83f9330e-b91f-5927-1ce1-b23ab8c4fe1e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 6, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 16, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Aug 30, 2022	n/a	yes	RIVERTON, UT	Current employment
E•••••• C•••••• M••••••••• L••	Former SEC adviser	Jan 6, 2021	Jul 28, 2022	no	ARLINGTON, VA\|Sandy, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• C•••••• M••••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jul 28, 2022	Aug 30, 2022	33	Firm change	RIA to wirehouse
W•••• F•••• A•••••••	E•••••• C•••••• M••••••••• L••	Sep 8, 2020	Jan 6, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:19616:UT:2018-11-19	Nov 19, 2018	Dec 4, 2018	SOUTH JORDAN, UT	Firm change

Relationships

Registered with (4)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Aug 30, 2022 to presentfactForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 6, 2021 to Jul 28, 2022factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Dec 4, 2018 to Sep 8, 2020factForm ADV
→ M••••• S••••••

Dated events

Occurred
Jul 28, 2022
Advisor changed firm
D••••• A• M••••••••• left E•••••• C•••••• M••••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-08-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:83f9330e-b91f-5927-1ce1-b23ab8c4fe1e
First observed: Aug 6, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.