DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• A• M•••••••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseRiverton, Utdual registrantIAPD 5131864

Feed of 09/14/2026

Also filed as D••••• A• M•••••••••-Prada

At current firm

4 y

since Aug 30, 2022

In the industry

20 y

since Jun 16, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Aug 30, 2022 · Riverton, Ut
E•••••• C•••••• M••••••••• L•• former
Jan 6, 2021 to Jul 28, 2022 · Arlington, Va
W•••• F•••• A••••••• wirehouse
Dec 4, 2018 to Sep 8, 2020 · Salt Lake City, Ut
M••••• S•••••• wirehouse
Aug 6, 2013 to Nov 19, 2018 · South Jordan, Ut

Moves

a registration end followed by a registration begin elsewhere

E•••••• C•••••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jul 28, 2022, registered Aug 30, 2022 (33 days) · RIA to wirehouse
W•••• F•••• A••••••• to E•••••• C•••••• M••••••••• L••
left Sep 8, 2020, registered Jan 6, 2021 (120 days) · Wirehouse to independent RIA
M••••• S•••••• to W•••• F•••• A•••••••
left Nov 19, 2018, registered Dec 4, 2018 (15 days) · Wirehouse to wirehouse · moved with a team

Signals

D••••• A• M••••••••• left E•••••• C•••••• M••••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-08-30)
Jul 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address