DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at BROOKSTONE WEALTH ADVISORS, LLC
Issaquah, WA | BELLEVUE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PACIFIC FINANCIAL ADVISORS | Independent wealth | Nov 13, 2023 | n/a | yes | BELLEVUE, WA | Current employment |
| BROOKSTONE WEALTH ADVISORS, LLC | No RAUM reported | Sep 23, 2016 | n/a | yes | Issaquah, WA | Current employment |
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | May 3, 2016 | Sep 20, 2016 | no | Bellevue, WA | Previous registration |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Former SEC adviser | Apr 20, 2012 | Jun 6, 2016 | no | BELLEVUE, WA|SARASOTA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AE WEALTH MANAGEMENT, LLC | BROOKSTONE WEALTH ADVISORS, LLC | Sep 20, 2016 | Sep 23, 2016 | 3 | Firm change | Other |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | AE WEALTH MANAGEMENT, LLC | Jun 6, 2016 | May 3, 2016 | -34 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 132070:282580:FL:2016-06-06 | Jun 6, 2016 | May 3, 2016 | SARASOTA, FL | Firm change after gap |