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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

LOEB PARTNERS MANAGEMENT INC

CRD 107598

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8408713b-25f5-a5a7-d9f5-6709c8e40a66

Data as of Feb 3, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 0
On other graphs: 0
Observed: Dec 23, 2011 to Feb 3, 2017
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $24.4MItem 5.F on the latest filing (2017-02-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $24.4M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Accounts: 2
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $38.1Mgross asset value as reported per fund; never fund size
SEC number: 801-43675
CRD: 107598
Filings on the tape: 12
First filed: Dec 23, 2011
Latest filed: Feb 3, 2017
Organised: Corporation, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
LOEB PARTNERS TOTAL RETURN MASTER FUND LP	Other Private Fund	$13.7M	Feb 3, 2017	1	Dec 27, 2016	reported	n/a
LOEB PARTNERS TOTAL RETURN FUND LP	Other Private Fund	$13.7M	Feb 3, 2017	7	Dec 27, 2016	reported	n/a
LOEB PARTNERS OFFSHORE FUND LTD.	Hedge Fund	$10.7M	Feb 3, 2017	11	Dec 23, 2011	reported	n/a
LOEB PARTNERS FUND LP	Hedge Fund	$5.5M	Jan 4, 2016	11	Dec 23, 2011	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KEMPNER, THOMAS, LENOX	Shareholder	D	yes	09/1976	Dec 23, 2011	Feb 3, 2017
KEMPNER, THOMAS, LENOX	CHAIRMAN OF LHC	E	yes	01/1993	Dec 23, 2011	Feb 3, 2017
LOEB HOLDING CORPORATION	Shareholder	E	yes	01/1993	Dec 23, 2011	Feb 3, 2017
TCHEREPNINE, PETER, ALEXANDROVICH	PRESIDENT, DIRECTOR	Na	yes	01/1993	Dec 23, 2011	Feb 3, 2017
CORWELL, COLLEEN, ELIZABETH	CHIEF COMPLIANCE OFFICER	Na	no	01/2017	Feb 3, 2017	Feb 3, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LOEB PARTNERS CORPORATION	n/a	Former SEC adviser	$455M	N	yes	n/a
LOEB HOLDING CORPORATION	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Dec 27, 2016	$24.4M	$24.4M	4	2	n/a	3	$38.1M
2015	Jan 4, 2016	$16.1M	$16.1M	10	1	n/a	2	$16.1M
2014	Jan 2, 2015	$18.6M	$18.6M	10	1	n/a	2	$18.6M
2013	Dec 24, 2013	$22.8M	$22.8M	10	1	n/a	2	$22.8M
2012	Dec 20, 2012	$27.5M	$27.5M	10	1	n/a	2	$27.5M
2011	Dec 23, 2011	$29.7M	$29.7M	n/a	n/a	n/a	2	$29.7M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$24.4M	$16.1M	51.4%	$22.8M	2.2%	4	10	n/a	n/a

Relationships

Affiliated with (4)

→ LOEB PARTNERS CORPORATIONRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← LOEB KING CAPITAL MANAGEMENT (D/B/A)Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← LOEB KING CAPITAL MANAGEMENT (D/B/A)Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← LOEB KING CAPITAL MANAGEMENT (D/B/A)Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (4)

→ LOEB PARTNERS TOTAL RETURN MASTER FUND LPPrivate fundOther Private Fund, IA
Dec 27, 2016 to presentfactForm ADV
→ LOEB PARTNERS TOTAL RETURN FUND LPPrivate fundOther Private Fund, IA
Dec 27, 2016 to presentfactForm ADV
→ LOEB PARTNERS OFFSHORE FUND LTD.Private fundHedge Fund, IA
Dec 23, 2011 to presentfactForm ADV
→ LOEB PARTNERS FUND LPPrivate fundHedge Fund, IA
Dec 23, 2011 to presentfactForm ADV

Controls (3)

← KEMPNER, THOMAS, LENOXOwnerSHAREHOLDER, ownership code D, individual
Dec 23, 2011 to presentfactForm ADV
← TCHEREPNINE, PETER, ALEXANDROVICHOwnerPRESIDENT, DIRECTOR, ownership code NA, individual
Dec 23, 2011 to presentfactForm ADV
← LOEB HOLDING CORPORATIONOwnerSHAREHOLDER, ownership code E, domestic entity
Dec 23, 2011 to presentfactForm ADV

Owns (1)

← CORWELL, COLLEEN, ELIZABETHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 3, 2017 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8408713b-25f5-a5a7-d9f5-6709c8e40a66
First observed: Dec 23, 2011
Last observed: Feb 3, 2017 117 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LOEB PARTNERS MANAGEMENT INC

CRD 107598

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8408713b-25f5-a5a7-d9f5-6709c8e40a66

Data as of Feb 3, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:21 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

LOEB PARTNERS TOTAL RETURN MASTER FUND LP

Other Private Fund

$13.7M

Feb 3, 2017

Dec 27, 2016

reported

n/a

LOEB PARTNERS TOTAL RETURN FUND LP

Other Private Fund

$13.7M

Feb 3, 2017

Dec 27, 2016

reported

n/a

LOEB PARTNERS OFFSHORE FUND LTD.

Hedge Fund

$10.7M

Feb 3, 2017

Dec 23, 2011

reported

n/a

LOEB PARTNERS FUND LP

Hedge Fund

$5.5M

Jan 4, 2016

Dec 23, 2011

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KEMPNER, THOMAS, LENOX

Shareholder

yes

09/1976

Dec 23, 2011

Feb 3, 2017

KEMPNER, THOMAS, LENOX

CHAIRMAN OF LHC

yes

01/1993

Dec 23, 2011

Feb 3, 2017

LOEB HOLDING CORPORATION

Shareholder

yes

01/1993

Dec 23, 2011

Feb 3, 2017

TCHEREPNINE, PETER, ALEXANDROVICH

PRESIDENT, DIRECTOR

yes

01/1993

Dec 23, 2011

Feb 3, 2017

CORWELL, COLLEEN, ELIZABETH

CHIEF COMPLIANCE OFFICER

01/2017

Feb 3, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LOEB PARTNERS CORPORATION

n/a

Former SEC adviser

$455M

yes

n/a

LOEB HOLDING CORPORATION

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Dec 27, 2016

$24.4M

n/a

$38.1M

2015

Jan 4, 2016

$16.1M

n/a

$16.1M

2014

Jan 2, 2015

$18.6M

n/a

$18.6M

2013

Dec 24, 2013

$22.8M

n/a

$22.8M

2012

Dec 20, 2012

$27.5M

n/a

$27.5M

2011

Dec 23, 2011

$29.7M

n/a

$29.7M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$24.4M

$16.1M

51.4%

$22.8M

2.2%

n/a