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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

LOEB KING CAPITAL MANAGEMENT (D/B/A)

LOEB ARBITRAGE MANAGEMENT LP, CRD 110487

NEW YORK, NY

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Search this name across graphsid dfx:ria:d9b44d25-5069-d330-42cc-53f7eccd8101

Data as of Dec 18, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 0
On other graphs: 0
Observed: Dec 23, 2011 to Dec 18, 2014
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $697MItem 5.F on the latest filing (2014-12-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $697M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 25
Advisory employees: 10
Accounts: 7
Custody, client assets: $370M
SEC number: 801-39572
CRD: 110487
Filings on the tape: 10
First filed: Dec 23, 2011
Latest filed: Dec 18, 2014
Organised: Limited Partnership, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
LOEB ARBITRAGE FUND	Hedge Fund	$698M	Jun 17, 2014	163	Dec 23, 2011	reported	021-82920
LOEB ASIA FUND, L.P.	Hedge Fund	$12.7M	Jun 17, 2014	21	Dec 23, 2011	reported	021-114469

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GROSSMAN, JAMIE, IVAN	CHIEF OPERATING OFFICER	Na	yes	08/2013	Dec 12, 2013	Dec 18, 2014
HAMPSON, DAVID, SCOTT	CHIEF FINANCIAL OFFICER	Na	yes	07/2008	Dec 23, 2011	Dec 18, 2014
KEMPNER, THOMAS, LENOX	Shareholder	D	yes	09/1976	Dec 23, 2011	Dec 18, 2014
KEMPNER, THOMAS, LENOX	DIRECTOR AND CHAIRMAN OF THE BOARD	Na	yes	02/1985	Dec 23, 2011	Dec 18, 2014
KING, GIDEON, JEREMY	GENERAL PARTNER	E	yes	03/2010	Dec 23, 2011	Dec 18, 2014
KING, GIDEON, JEREMY	DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT	Na	yes	01/2003	Dec 23, 2011	Dec 18, 2014
LB PARTNERS, L.P.	LIMITED PARTNER	C	yes	03/2010	Dec 23, 2011	Dec 18, 2014
LOEB HOLDING CORPORATION	LIMITED PARTNER	D	yes	02/1985	Dec 23, 2011	Dec 18, 2014
LOEB MANAGEMENT HOLDING LLC	GENERAL PARTNER	Na	yes	12/2009	Dec 23, 2011	Dec 18, 2014
SCHWARTZ, ROBERT, SCOTT	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	Na	yes	08/2012	Sep 6, 2012	Dec 18, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LOEB OFFSHORE MANAGEMENT LP	n/a	Former SEC adviser	$744M	N	yes	n/a
LOEB PARTNERS CORPORATION	n/a	Former SEC adviser	$455M	N	yes	n/a
CARL M. LOEB ADVISORY PARTNERS L.P.	n/a	Former SEC adviser	$119M	N	yes	n/a
LOEB PARTNERS MANAGEMENT INC	n/a	Former SEC adviser	$24.4M	N	yes	n/a
LOEB HOLDING CORPORATION	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Dec 18, 2014	$697M	$697M	25	10	n/a	n/a	n/a
2013	Dec 12, 2013	$166M	$166M	27	12	n/a	2	$710M
2012	Dec 20, 2012	$883M	$883M	27	12	n/a	2	$747M
2011	Dec 23, 2011	$452M	$452M	n/a	n/a	n/a	2	$416M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$697M	$166M	320.1%	$452M	15.5%	25	27	n/a	n/a

Relationships

Affiliated with (6)

← LOEB KING CAPITAL MANAGEMENT (D/B/A)Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ LOEB PARTNERS MANAGEMENT INCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ LOEB PARTNERS CORPORATIONRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ LOEB KING CAPITAL MANAGEMENT (D/B/A)Registered adviserother investment adviser, bank, common control
factForm ADV
→ LOEB KING CAPITAL MANAGEMENT (D/B/A)Registered adviserother investment adviser, bank, common control
factForm ADV
← LOEB KING CAPITAL MANAGEMENT (D/B/A)Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV

Controls (8)

← SCHWARTZ, ROBERT, SCOTTOwnerGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 6, 2012 to presentfactForm ADV
← HAMPSON, DAVID, SCOTTOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Dec 23, 2011 to presentfactForm ADV
← KING, GIDEON, JEREMYOwnerGENERAL PARTNER, ownership code E, individual
Dec 23, 2011 to presentfactForm ADV
← KEMPNER, THOMAS, LENOXOwnerSHAREHOLDER, ownership code D, individual
Dec 23, 2011 to presentfactForm ADV
← GROSSMAN, JAMIE, IVANOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Dec 12, 2013 to presentfactForm ADV
← LB PARTNERS, L.P.OwnerLIMITED PARTNER, ownership code C, domestic entity
Dec 23, 2011 to presentfactForm ADV
← LOEB HOLDING CORPORATIONOwnerLIMITED PARTNER, ownership code D, domestic entity
Dec 23, 2011 to presentfactForm ADV
← LOEB MANAGEMENT HOLDING LLCOwnerGENERAL PARTNER, ownership code NA, domestic entity
Dec 23, 2011 to presentfactForm ADV

Advises (2)

→ LOEB ASIA FUND, L.P.Private fundHedge Fund, IA
Dec 23, 2011 to presentfactForm ADV
→ LOEB ARBITRAGE FUNDPrivate fundHedge Fund, IA
Dec 23, 2011 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d9b44d25-5069-d330-42cc-53f7eccd8101
First observed: Dec 23, 2011
Last observed: Dec 18, 2014 143 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LOEB KING CAPITAL MANAGEMENT (D/B/A)

LOEB ARBITRAGE MANAGEMENT LP, CRD 110487

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d9b44d25-5069-d330-42cc-53f7eccd8101

Data as of Dec 18, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:37 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

LOEB ARBITRAGE FUND

Hedge Fund

$698M

Jun 17, 2014

163

Dec 23, 2011

reported

021-82920

LOEB ASIA FUND, L.P.

Hedge Fund

$12.7M

Jun 17, 2014

Dec 23, 2011

reported

021-114469

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GROSSMAN, JAMIE, IVAN

CHIEF OPERATING OFFICER

yes

08/2013

Dec 12, 2013

Dec 18, 2014

HAMPSON, DAVID, SCOTT

CHIEF FINANCIAL OFFICER

yes

07/2008

Dec 23, 2011

Dec 18, 2014

KEMPNER, THOMAS, LENOX

Shareholder

yes

09/1976

Dec 23, 2011

Dec 18, 2014

KEMPNER, THOMAS, LENOX

DIRECTOR AND CHAIRMAN OF THE BOARD

yes

02/1985

Dec 23, 2011

Dec 18, 2014

KING, GIDEON, JEREMY

GENERAL PARTNER

yes

03/2010

Dec 23, 2011

Dec 18, 2014

KING, GIDEON, JEREMY

DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT

yes

01/2003

Dec 23, 2011

Dec 18, 2014

LB PARTNERS, L.P.

LIMITED PARTNER

yes

03/2010

Dec 23, 2011

Dec 18, 2014

LOEB HOLDING CORPORATION

LIMITED PARTNER

yes

02/1985

Dec 23, 2011

Dec 18, 2014

LOEB MANAGEMENT HOLDING LLC

GENERAL PARTNER

yes

12/2009

Dec 23, 2011

Dec 18, 2014

SCHWARTZ, ROBERT, SCOTT

GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER

yes

08/2012

Sep 6, 2012

Dec 18, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LOEB OFFSHORE MANAGEMENT LP

n/a

Former SEC adviser

$744M

yes

n/a

LOEB PARTNERS CORPORATION

n/a

Former SEC adviser

$455M

yes

n/a

CARL M. LOEB ADVISORY PARTNERS L.P.

n/a

Former SEC adviser

$119M

yes

n/a

LOEB PARTNERS MANAGEMENT INC

n/a

Former SEC adviser

$24.4M

yes

n/a

LOEB HOLDING CORPORATION

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Dec 18, 2014

$697M

n/a

2013

Dec 12, 2013

$166M

n/a

$710M

2012

Dec 20, 2012

$883M

n/a

$747M

2011

Dec 23, 2011

$452M

n/a

$416M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$697M

$166M

320.1%

$452M

15.5%

n/a