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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

LOEB KING CAPITAL MANAGEMENT (D/B/A)

LOEB OFFSHORE MANAGEMENT LP, CRD 123992

NEW YORK, NY

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Search this name across graphsid dfx:ria:b18552a2-8e5e-d8f6-2f31-76fad6c3ece0

Data as of Dec 22, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 1
On other graphs: 0
Observed: Dec 23, 2011 to Dec 22, 2014
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $744MItem 5.F on the latest filing (2014-12-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $744M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 25
Advisory employees: 10
Accounts: 2
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $743Mgross asset value as reported per fund; never fund size
SEC number: 801-78421
CRD: 123992
Filings on the tape: 7
First filed: Dec 23, 2011
Latest filed: Dec 22, 2014
Organised: Limited Partnership, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
LOEB ARBITRAGE OFFSHORE PARTNERS LTD	Hedge Fund	$743M	Dec 22, 2014	150	Dec 23, 2011	reported	021-50461
LOEB OFFSHORE FUND, LTD.	Hedge Fund	$238M	Sep 6, 2012	62	Mar 30, 2012	dropped	021-82920
LOEB ASIA OFFSHORE FUND, LTD.	Hedge Fund	$0	Mar 30, 2012	0	Dec 23, 2011	dropped	021-117290

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GROSSMAN, JAMIE, IVAN	CHIEF OPERATING OFFICER	Na	yes	08/2013	Dec 12, 2013	Dec 22, 2014
HAMPSON, DAVID, SCOTT	CHIEF FINANCIAL OFFICER	Na	yes	07/2008	Dec 23, 2011	Dec 22, 2014
KEMPNER, THOMAS, LENOX	Shareholder	D	yes	04/1982	Dec 23, 2011	Dec 22, 2014
KEMPNER, THOMAS, LENOX	DIRECTOR AND CHAIRMAN OF THE BOARD	Na	yes	10/2002	Dec 23, 2011	Dec 22, 2014
KING, GIDEON, JEREMY	GENERAL PARTNER	E	yes	03/2010	Dec 23, 2011	Dec 22, 2014
KING, GIDEON, JEREMY	DIRECTOR , CHIEF EXECUTIVE OFFICER AND PRESIDENT	Na	yes	10/2002	Dec 23, 2011	Dec 22, 2014
LB PARTNERS, L.P.	LIMITED PARTNER	C	yes	03/2010	Dec 23, 2011	Dec 22, 2014
LOEB HOLDING CORPORATION	LIMITED PARTNER	D	yes	10/2002	Dec 23, 2011	Dec 22, 2014
LOEB MANAGEMENT HOLDING LLC	GENERAL PARTNER	Na	yes	12/2009	Dec 23, 2011	Dec 22, 2014
SCHWARTZ, ROBERT, SCOTT	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	Na	yes	08/2012	Sep 6, 2012	Dec 22, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LOEB ARBITRAGE MANAGEMENT LP	n/a	Former SEC adviser	$697M	N	yes	n/a
LOEB PARTNERS CORPORATION	n/a	Former SEC adviser	$455M	N	yes	n/a
CARL M. LOEB ADVISORY PARTNERS L.P.	n/a	Former SEC adviser	$119M	N	yes	n/a
LOEB PARTNERS MANAGEMENT INC	n/a	Former SEC adviser	$24.4M	N	yes	n/a
LOEB HOLDING CORPORATION	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Dec 22, 2014	$744M	$744M	25	10	n/a	1	$743M
2013	Dec 12, 2013	$701M	$701M	27	12	n/a	1	$698M
2011	Dec 23, 2011	$236M	$236M	n/a	n/a	n/a	2	$236M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$744M	$701M	6.1%	$236M	46.7%	25	27	n/a	n/a

Relationships

Affiliated with (6)

→ LOEB PARTNERS MANAGEMENT INCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ LOEB PARTNERS CORPORATIONRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ LOEB KING CAPITAL MANAGEMENT (D/B/A)Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ LOEB KING CAPITAL MANAGEMENT (D/B/A)Registered adviserother investment adviser, bank, common control
factForm ADV
← LOEB KING CAPITAL MANAGEMENT (D/B/A)Registered adviserother investment adviser, bank, common control
factForm ADV
← LOEB KING CAPITAL MANAGEMENT (D/B/A)Registered adviserother investment adviser, bank, common control
factForm ADV

Advises (3)

→ LOEB ARBITRAGE OFFSHORE PARTNERS LTDPrivate fundHedge Fund, IA
Dec 23, 2011 to presentfactForm ADV
→ LOEB OFFSHORE FUND, LTD.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Sep 6, 2012factForm ADV
→ LOEB ASIA OFFSHORE FUND, LTD.Private fundHedge Fund, IA, no longer reported
Dec 23, 2011 to Mar 30, 2012factForm ADV

Controls (8)

← SCHWARTZ, ROBERT, SCOTTOwnerGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 6, 2012 to presentfactForm ADV
← HAMPSON, DAVID, SCOTTOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Dec 23, 2011 to presentfactForm ADV
← KING, GIDEON, JEREMYOwnerGENERAL PARTNER, ownership code E, individual
Dec 23, 2011 to presentfactForm ADV
← KEMPNER, THOMAS, LENOXOwnerSHAREHOLDER, ownership code D, individual
Dec 23, 2011 to presentfactForm ADV
← GROSSMAN, JAMIE, IVANOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Dec 12, 2013 to presentfactForm ADV
← LB PARTNERS, L.P.OwnerLIMITED PARTNER, ownership code C, domestic entity
Dec 23, 2011 to presentfactForm ADV
← LOEB HOLDING CORPORATIONOwnerLIMITED PARTNER, ownership code D, domestic entity
Dec 23, 2011 to presentfactForm ADV
← LOEB MANAGEMENT HOLDING LLCOwnerGENERAL PARTNER, ownership code NA, domestic entity
Dec 23, 2011 to presentfactForm ADV

Dated events

Occurred
Aug 2, 2013
First Form ADV filing
Loeb Capital Management filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b18552a2-8e5e-d8f6-2f31-76fad6c3ece0
First observed: Dec 23, 2011
Last observed: Dec 22, 2014 142 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LOEB KING CAPITAL MANAGEMENT (D/B/A)

LOEB OFFSHORE MANAGEMENT LP, CRD 123992

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b18552a2-8e5e-d8f6-2f31-76fad6c3ece0

Data as of Dec 22, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:16 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

LOEB ARBITRAGE OFFSHORE PARTNERS LTD

Hedge Fund

$743M

Dec 22, 2014

150

Dec 23, 2011

reported

021-50461

LOEB OFFSHORE FUND, LTD.

Hedge Fund

$238M

Sep 6, 2012

Mar 30, 2012

dropped

021-82920

LOEB ASIA OFFSHORE FUND, LTD.

Hedge Fund

Mar 30, 2012

Dec 23, 2011

dropped

021-117290

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GROSSMAN, JAMIE, IVAN

CHIEF OPERATING OFFICER

yes

08/2013

Dec 12, 2013

Dec 22, 2014

HAMPSON, DAVID, SCOTT

CHIEF FINANCIAL OFFICER

yes

07/2008

Dec 23, 2011

Dec 22, 2014

KEMPNER, THOMAS, LENOX

Shareholder

yes

04/1982

Dec 23, 2011

Dec 22, 2014

KEMPNER, THOMAS, LENOX

DIRECTOR AND CHAIRMAN OF THE BOARD

yes

10/2002

Dec 23, 2011

Dec 22, 2014

KING, GIDEON, JEREMY

GENERAL PARTNER

yes

03/2010

Dec 23, 2011

Dec 22, 2014

KING, GIDEON, JEREMY

DIRECTOR , CHIEF EXECUTIVE OFFICER AND PRESIDENT

yes

10/2002

Dec 23, 2011

Dec 22, 2014

LB PARTNERS, L.P.

LIMITED PARTNER

yes

03/2010

Dec 23, 2011

Dec 22, 2014

LOEB HOLDING CORPORATION

LIMITED PARTNER

yes

10/2002

Dec 23, 2011

Dec 22, 2014

LOEB MANAGEMENT HOLDING LLC

GENERAL PARTNER

yes

12/2009

Dec 23, 2011

Dec 22, 2014

SCHWARTZ, ROBERT, SCOTT

GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER

yes

08/2012

Sep 6, 2012

Dec 22, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LOEB ARBITRAGE MANAGEMENT LP

n/a

Former SEC adviser

$697M

yes

n/a

LOEB PARTNERS CORPORATION

n/a

Former SEC adviser

$455M

yes

n/a

CARL M. LOEB ADVISORY PARTNERS L.P.

n/a

Former SEC adviser

$119M

yes

n/a

LOEB PARTNERS MANAGEMENT INC

n/a

Former SEC adviser

$24.4M

yes

n/a

LOEB HOLDING CORPORATION

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Dec 22, 2014

$744M

n/a

$743M

2013

Dec 12, 2013

$701M

n/a

$698M

2011

Dec 23, 2011

$236M

n/a

$236M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$744M

$701M

6.1%

$236M

46.7%

n/a