RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• A••• G••••••
- A•••• M••••••••• S••••••••• I••• independent RIA currentsince Feb 9, 2017 · Lafayette, In
- C••••• F•• W••••• P••••••• A•••••••• I•• formerApr 28, 2016 to Feb 6, 2017 · Lafayette, In
- G••• L••• A•••••••• L•• independent RIADec 10, 2015 to Apr 28, 2016 · Lafayette, In
- E••••• J•••• national BDOct 16, 2012 to Dec 14, 2015 · St Louis, Mo
- C••••• F•• W••••• P••••••• A•••••••• I•• to A•••• M••••••••• S••••••••• I•••left Feb 6, 2017, registered Feb 9, 2017 (3 days) · Other
- G••• L••• A•••••••• L•• to C••••• F•• W••••• P••••••• A•••••••• I••left Apr 28, 2016, registered Apr 28, 2016 (0 days) · Other
- E••••• J•••• to G••• L••• A•••••••• L••left Dec 14, 2015, registered Dec 10, 2015 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address