DFX Intelligence

T••••• F•••••• N••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

T••••• F•••••• N••••••

Advisor at L•• F•••••••• L••

FORT MILL, SC | CHARLOTTE, NC

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Search this name across graphsid dfx:ria:8429bf1e-8882-63e6-4af3-79c164d45f30

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 17, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 8, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 8, 2019	n/a	yes	FORT MILL, SC\|CHARLOTTE, NC	Current employment
P•• W••••• M•••••••••	Bd affiliated wealth	Aug 22, 2014	Nov 1, 2018	no	CHARLOTTE, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• W••••• M•••••••••	L•• F•••••••• L••	Nov 1, 2018	Mar 8, 2019	127	Firm change	Ibd to RIA
W•••• F•••• A•••••••	P•• W••••• M•••••••••	Aug 18, 2014	Aug 22, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
129052:6413:NC:2018-11-01	Nov 1, 2018	Mar 8, 2019	CHARLOTTE, NC	Firm change

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 8, 2019 to presentfactForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Aug 22, 2014 to Nov 1, 2018factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 12, 2011 to Aug 18, 2014factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8429bf1e-8882-63e6-4af3-79c164d45f30
First observed: Sep 17, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.