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Advisor at OSAIC ADVISORY SERVICES, LLC
Castro Valley, CA | CASTRO VALLEY, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 8, 2024 | n/a | yes | Castro Valley, CA | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | CASTRO VALLEY, CA | Current employment |
| ARBOR POINT ADVISORS | Former SEC adviser | Oct 26, 2015 | Nov 8, 2024 | no | OAKLAND, CA|CASTRO VALLEY, CA | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Oct 26, 2015 | Jun 14, 2024 | no | OAKLAND, CA|CASTRO VALLEY, CA | Previous registration |
| FINANCIAL WEST GROUP | Former SEC adviser | Jul 13, 2011 | Oct 30, 2015 | no | RENO, NV|OAKLAND, CA | Previous registration |
| PORTFOLIO RESOURCES ADVISOR GROUP, INC. | Independent wealth | Mar 18, 2008 | Jul 14, 2011 | no | OAKLAND, CA|CORAL GABLES, FL | Previous registration |
| FINANCIAL WEST GROUP | Former SEC adviser | Aug 3, 2001 | Mar 14, 2008 | no | OAKLAND, CA|WESTLAKE VILLAGE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARBOR POINT ADVISORS | OSAIC WEALTH, INC. | Nov 8, 2024 | Jun 14, 2024 | -147 | Channel change | Ibd to ibd |
| SECURITIES AMERICA ADVISORS, INC. | ARBOR POINT ADVISORS | Jun 14, 2024 | Oct 26, 2015 | -3,154 | Channel change | Other |
| FINANCIAL WEST GROUP | SECURITIES AMERICA ADVISORS, INC. | Oct 30, 2015 | Oct 26, 2015 | -4 | Firm change | Other |
| PORTFOLIO RESOURCES ADVISOR GROUP, INC. | FINANCIAL WEST GROUP | Jul 14, 2011 | Jul 13, 2011 | -1 | Firm change | Other |
| FINANCIAL WEST GROUP | PORTFOLIO RESOURCES ADVISOR GROUP, INC. | Mar 14, 2008 | Mar 18, 2008 | 4 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 165127:23131:CA:2024-11-08 | Nov 8, 2024 | Jun 14, 2024 | CASTRO VALLEY, CA | Firm change after gap |
| 110518:165127:CA:2024-06-14 | Jun 14, 2024 | Oct 26, 2015 | CASTRO VALLEY, CA | Firm change after gap |
| 16668:110518:CA:2015-10-29 | Oct 30, 2015 | Oct 26, 2015 | OAKLAND, CA | Firm change |