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Advisor at NATIONS FINANCIAL GROUP, INC.
Chicago, IL | CEDAR RAPIDS, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NATIONS FINANCIAL GROUP, INC. | Independent wealth | Nov 7, 2025 | n/a | yes | Chicago, IL|CEDAR RAPIDS, IA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | May 23, 2003 | Nov 18, 2025 | no | CHICAGO, IL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 12, 1998 | May 28, 2003 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | NATIONS FINANCIAL GROUP, INC. | Nov 18, 2025 | Nov 7, 2025 | -11 | Firm change | Wirehouse to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | May 28, 2003 | May 23, 2003 | -5 | Firm change | Wirehouse to wirehouse |