DFX Intelligence

G•••• M•••••• Z••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

G•••• M•••••• Z••••••••

Advisor at H••••••• F••••

North Oaks, MN | WAYNE, PA

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Search this name across graphsid dfx:ria:844da89a-9706-378e-a335-8a605d4228dc

Data as of Sep 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 21, 2007 to Sep 22, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••• F••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jul 22, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••• F••••	Asset manager	Sep 21, 2026	n/a	yes	North Oaks, MN\|WAYNE, PA	Current employment
V••••• I••••••••• A•••••••• L••	Asset manager	Sep 9, 2015	Sep 9, 2026	no	SHOREVIEW, MN\|H•••••••, CT\|NORTH OAKS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••• I••••••••• A•••••••• L••	H••••••• F••••	Sep 9, 2026	Sep 21, 2026	12	Firm change	Other
L•••••• F•••••••• D••••••••• I•••	V••••• I••••••••• A•••••••• L••	May 11, 2009	Sep 9, 2015

Relationships

Registered with (4)

→ H••••••• F••••Registered adviserregistration: current employment
Sep 21, 2026 to presentfactForm ADV
→ V••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 9, 2015 to Sep 9, 2026factForm ADV
→ L•••••• F•••••••• D••••••••• I•••Registered adviserregistration: previous registration
Aug 23, 2007 to May 11, 2009factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 9, 2026
Advisor changed firm
••• Locked
Form ADVobserved today

Show 1 bookkeeping events

Occurred
Sep 21, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:844da89a-9706-378e-a335-8a605d4228dc
First observed: Feb 21, 2007
Last observed: Sep 22, 2026 30 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.