DFX Intelligence

M••••• W• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

M••••• W• B•••••••

Advisor at C••••• I••••••••• A••••••• L••

MENTOR, OH

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Search this name across graphsid dfx:ria:844fcf38-172e-015d-6192-d215f12d4dc4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Apr 30, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 6, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Sep 5, 2025	n/a	yes	MENTOR, OH	Current employment
A•••••• A••••••• S•••••••	Former SEC adviser	Aug 1, 2025	Sep 5, 2025	no	DALLAS, TX\|Mentor, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• A••••••• S•••••••	C••••• I••••••••• A••••••• L••	Sep 5, 2025	Sep 5, 2025	0	Bulk transfer	Ibd to ibd
L•• F•••••••• L••	L••••••••• A•••••••• L••	Jul 30, 2025	Jan 4, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:281793:OH:2025-07-30	Jul 30, 2025	Jan 4, 2016	MENTOR, OH	Firm change after gap
19616:6413:OH:2015-01-20	Jan 20, 2015	Jan 16, 2015	PEPPER PIKE, OH	Firm change

Relationships

Registered with (8)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Aug 1, 2025 to Sep 5, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 16, 2015 to Jul 30, 2025factForm ADV
→ L••••••••• A•••••••• L••Registered adviser

Dated events

Occurred
Jul 30, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 2, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:844fcf38-172e-015d-6192-d215f12d4dc4
First observed: Apr 30, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.