This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ROCKEFELLER CAPITAL MANAGEMENT

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

1

Exams

S66

First exam

Sep 30, 2016

First registration

Oct 3, 2016

Dual registered

yes, broker-dealer

Other names

AMY Y LIN|Amy Yin-Chuan Lin

IAPD individual key

6543979

• Occurred

  Mar 31, 2025
  Advisor changed firm

  Amy Lin left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Rockefeller Capital Management (registered 2025-03-28)

  Form ADVobserved 5 days ago
• Occurred

  Jul 7, 2023
  Advisor changed firm

  Amy Lin left Morgan Stanley for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-07-21)

  Form ADVobserved 5 days ago
• Occurred

  Nov 28, 2022
  Advisor changed firm

  Amy Lin left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Morgan Stanley (registered 2022-12-13)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:84684e59-34f9-bea8-cef9-5e1da9484604

First observed

Oct 3, 2016

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.