DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•• L••

R••••••••• C•••••• M•••••••••BD affiliatedDallas, Txdual registrantIAPD 6543979

Feed of 09/14/2026

Also filed as Amy Y Lin

At current firm

1 y

since Mar 28, 2025

In the industry

11 y

since Aug 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R••••••••• C•••••• M••••••••• BD affiliated current
since Mar 28, 2025 · Dallas, Tx
R••••••••• C•••••• M••••••••• BD affiliated
Mar 28, 2025 to Nov 6, 2025 · Dallas, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 21, 2023 to Mar 31, 2025 · Dallas, Tx
M••••• S•••••• wirehouse
Dec 13, 2022 to Jul 7, 2023 · Dallas, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 3, 2016 to Nov 28, 2022 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

R••••••••• C•••••• M••••••••• to R••••••••• C•••••• M•••••••••
left Nov 6, 2025, registered Mar 28, 2025 (-223 days) · channel change inside one enterprise, not a move · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R••••••••• C•••••• M•••••••••
left Mar 31, 2025, registered Mar 28, 2025 (-3 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jul 7, 2023, registered Jul 21, 2023 (14 days) · Wirehouse to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Nov 28, 2022, registered Dec 13, 2022 (15 days) · Wirehouse to wirehouse · moved with a team

Signals

A•• L•• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for R••••••••• C•••••• M••••••••• (registered 2025-03-28)
Mar 31, 2025 · Advisor changed firm · fact
A•• L•• left M••••• S•••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-07-21)
Jul 7, 2023 · Advisor changed firm · fact
A•• L•• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2022-12-13)
Nov 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address