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RIA / WealthAdvisordual registered (broker-dealer)46 years in industry

GEORGE GREGORY CASEY

Advisor at BFC PLANNING, INC.

CEDAR RAPIDS, IA

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Search this name across graphsid dfx:ria:84836bf6-67fe-08fc-8955-38498e539eac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 1, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BFC PLANNING, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 21, 1979earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Nov 21, 1979
First registration: Nov 1, 1995
Dual registered: yes, broker-dealer
IAPD individual key: 844367

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BFC PLANNING, INC.	Bd affiliated wealth	Dec 5, 2025	n/a	yes	CEDAR RAPIDS, IA	Current employment
MOLONEY SECURITIES ASSET MANAGEMENT LLC	Former SEC adviser	Jun 16, 2016	Dec 5, 2025	no	MANCHESTER, MO	Previous registration
R. F. LAFFERTY & CO., INC.	Bd affiliated wealth	Apr 1, 2016	Jun 23, 2016	no	St Louis, MO\|NEW YORK, NY\|NEW YORK, NY\|White Plains, NY	Previous registration
FULCRUM ADVISORY SERVICES, LLC	Former SEC adviser	Oct 22, 2008	Jun 28, 2016	no	ST. LOUIS, MO\|RESTON, VA\|MCLEAN, VA	Previous registration
HUNTLEIGH ADVISORS, INC.	Bd affiliated wealth	Jan 25, 2007	Oct 22, 2008	no	ST. LOUIS, MO	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Nov 1, 1995	Jan 25, 2007	no	CHESTERFIELD, MO\|CHESTERFIELD, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MOLONEY SECURITIES ASSET MANAGEMENT LLC	BFC PLANNING, INC.	Dec 5, 2025	Dec 5, 2025	0	Bulk transfer	Ibd to ibd
FULCRUM ADVISORY SERVICES, LLC	R. F. LAFFERTY & CO., INC.	Jun 28, 2016	Apr 1, 2016	-88	Firm change after gap	Other
R. F. LAFFERTY & CO., INC.	MOLONEY SECURITIES ASSET MANAGEMENT LLC	Jun 23, 2016	Jun 16, 2016	-7	Firm change	Other
HUNTLEIGH ADVISORS, INC.	FULCRUM ADVISORY SERVICES, LLC	Oct 22, 2008	Oct 22, 2008	0	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	HUNTLEIGH ADVISORS, INC.	Jan 25, 2007	Jan 25, 2007	0	Firm change	Other

Relationships

Registered with (6)

→ BFC PLANNING, INC.Registered adviserregistration: current employment
Dec 5, 2025 to presentfactForm ADV
→ MOLONEY SECURITIES ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Jun 16, 2016 to Dec 5, 2025factForm ADV
→ FULCRUM ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Oct 22, 2008 to Jun 28, 2016factForm ADV
→ R. F. LAFFERTY & CO., INC.Registered adviserregistration: previous registration
Apr 1, 2016 to Jun 23, 2016factForm ADV
→ HUNTLEIGH ADVISORS, INC.Registered adviserregistration: previous registration
Jan 25, 2007 to Oct 22, 2008factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Nov 1, 1995 to Jan 25, 2007factForm ADV

Dated events

No dated event names this entity yet.