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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

STERLING FINANCIAL ADVISORS, LLC

CRD 111962

WYOMISSING, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:84867ff7-7d2b-bc63-bc5a-f84fa2c71fa0

Data as of Mar 20, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 0
On other graphs: 0
Observed: Feb 7, 2012 to Mar 20, 2015
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $139MItem 5.F on the latest filing (2015-03-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 6
Accounts: 639
SEC number: 801-69356
CRD: 111962
Filings on the tape: 6
First filed: Feb 7, 2012
Latest filed: Mar 20, 2015
Organised: Limited Liability Company, Pennsylvania

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CONNERTON, STEPHANIE, ANN	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	01/2007	Feb 7, 2012	Mar 20, 2015
PEER, LAURIE, MICHELE	VICE PRESIDENT	Na	yes	01/2013	Mar 21, 2014	Mar 20, 2015
REINSEL KUNTZ LESHER LLP	Member	E	yes	04/1998	Feb 7, 2012	Mar 20, 2015
WEIDMAN, JON, ANDREW	President	Na	yes	07/2011	Feb 7, 2012	Mar 20, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
KUNTZ LESHER CAPITAL LLC	n/a	Independent wealth	$2.5B	N	yes	n/a
REINSEL KUNTZ LESHER FINANCIAL SERVICES LLC	n/a	n/a	n/a	N	yes	n/a
REINSEL KUNTZ LESHER LLP	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 20, 2015	$139M	$0	8	6	n/a	n/a	n/a
2013	Mar 21, 2014	$121M	$0	7	6	n/a	n/a	n/a
2012	Mar 15, 2013	$105M	$0	8	6	n/a	n/a	n/a
2011	Mar 23, 2012	$102M	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$139M	$121M	14.3%	$102M	10.6%	8	7	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
RKL PRIVATE WEALTH	4	Feb 12, 2016	Jan 12, 2016	WYOMISSING, PA	Firm absorbed	Other	100.0%

Relationships

Affiliated with (1)

→ RKL PRIVATE WEALTHRegistered adviserother investment adviser, common control
factForm ADV

Controls (4)

← CONNERTON, STEPHANIE, ANNOwnerCHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 7, 2012 to presentfactForm ADV
← PEER, LAURIE, MICHELEOwnerVICE PRESIDENT, ownership code NA, individual
Mar 21, 2014 to presentfactForm ADV
← WEIDMAN, JON, ANDREWOwnerPRESIDENT, ownership code NA, individual
Feb 7, 2012 to presentfactForm ADV
← REINSEL KUNTZ LESHER LLPOwnerMEMBER, ownership code E, domestic entity
Feb 7, 2012 to presentfactForm ADV

Registered with (7)

← LAURIE MICHELE PEERAdvisorregistration: previous registration
Jan 3, 2007 to Feb 12, 2016factForm ADV
← Christopher A ZaveczAdvisorregistration: previous registration
Oct 28, 2003 to Feb 12, 2016factForm ADV
← THOMAS DAVID REARDONAdvisorregistration: previous registration
Nov 3, 2010 to Feb 12, 2016factForm ADV
← JUDSON STEWARD MEINHARTAdvisorregistration: previous registration
May 14, 2015 to Feb 12, 2016factForm ADV
← MICHAEL JOHN HENZESAdvisorregistration: previous registration
Sep 9, 2008 to Apr 1, 2010factForm ADV
← MATTHEW R LANGDONAdvisorregistration: previous registration
Jan 3, 2007 to Nov 3, 2008factForm ADV
← ELIZABETH MARY GALLEN MASTROMARINOAdvisorregistration: previous registration
Apr 3, 2002 to Jan 19, 2007factForm ADV

Moved with (1)

→ RKL PRIVATE WEALTHRegistered adviser4 advisors, firm absorbed, same day
Feb 12, 2016 to Jan 12, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:84867ff7-7d2b-bc63-bc5a-f84fa2c71fa0
First observed: Feb 7, 2012
Last observed: Mar 20, 2015 140 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STERLING FINANCIAL ADVISORS, LLC

CRD 111962

WYOMISSING, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:84867ff7-7d2b-bc63-bc5a-f84fa2c71fa0

Data as of Mar 20, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:33 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CONNERTON, STEPHANIE, ANN

CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER

yes

01/2007

Feb 7, 2012

Mar 20, 2015

PEER, LAURIE, MICHELE

VICE PRESIDENT

yes

01/2013

Mar 21, 2014

Mar 20, 2015

REINSEL KUNTZ LESHER LLP

Member

yes

04/1998

Feb 7, 2012

Mar 20, 2015

WEIDMAN, JON, ANDREW

President

yes

07/2011

Feb 7, 2012

Mar 20, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

KUNTZ LESHER CAPITAL LLC

n/a

Independent wealth

$2.5B

yes

n/a

REINSEL KUNTZ LESHER FINANCIAL SERVICES LLC

n/a

yes

n/a

REINSEL KUNTZ LESHER LLP

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 20, 2015

$139M

n/a

2013

Mar 21, 2014

$121M

n/a

2012

Mar 15, 2013

$105M

n/a

2011

Mar 23, 2012

$102M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$139M

$121M

14.3%

$102M

10.6%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

RKL PRIVATE WEALTH

Feb 12, 2016

Jan 12, 2016

WYOMISSING, PA

Firm absorbed

Other

100.0%