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Advisor at RKL PRIVATE WEALTH
WYOMISSING, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RKL PRIVATE WEALTH | Independent wealth | Jan 12, 2016 | n/a | yes | WYOMISSING, PA | Current employment |
| STERLING FINANCIAL ADVISORS, LLC | Former SEC adviser | Nov 3, 2010 | Feb 12, 2016 | no | WYOMISSING, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STERLING FINANCIAL ADVISORS, LLC | RKL PRIVATE WEALTH | Feb 12, 2016 | Jan 12, 2016 | -31 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 111962:122693:PA:2016-02-12 | Feb 12, 2016 | Jan 12, 2016 | WYOMISSING, PA | Firm change after gap |