DFX Intelligence
RIA Intelligence
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SEC-registered adviser
D••• K• E••••••• I•••
Latest filing Mar 29, 2026
First filing on the tape Mar 9, 2012 · 44 filings
SEC status approved since Feb 17, 1978
RAUM
$649M
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
77%
$501M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$162M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$649M as of Mar 29, 2026
Mar 9, 2012$799M then
HNW client RAUM$495M as of Mar 29, 2026
Mar 19, 2018$538M then
State-registered IARs (5.B.3)4 as of Mar 29, 2026
Mar 20, 20136 then
Employees (5.A)6 as of Mar 29, 2026
Mar 20, 20136 then
Private funds: no history
RAUM +16% over the last fiscal year+2.4% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $162MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 29derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.4MderivedHNW RAUM over HNW clients
- Average account
- $2.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 7.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, educational seminarsreportedItem 5.G
- Custody
- $23.7M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$495M76%
- Corporations and businesses$98.0M15%
- Charitable organizations$47.1M7.3%
- Individuals$6.6M1.0%
- Pension and profit-sharing plans$2.5M0.4%
- Individual clients
- 22reported
- HNW clients
- 92reported
- Pension plan clients
- 3reported
- Charitable clients
- 11reported
- Accounts
- 309reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $23.7M for 6 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.77 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••• E••••• H•••Personal Financial Specialist | Sunrise Beach, Mo | Dec 15, 2023 | 26 y | 4 |
| Z•••••• J••• J•••• | Venice, Fl | Jun 21, 2024 | 13 y | 0 |
| M•••••• W••••• H•••••• | Venice, Fl | Jan 1, 2026 | 23 y | 1 |
| M•••••• T••••• H•••••• | Venice, Fl | Mar 16, 2026 | 39 y | 2 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 25% of current headcount1 left over 36 months
Left, latest
- M•••••• T••••• H•••••• to A••••• A••••••• L••Dec 31, 2025 · Other
- B•••• R•••••• P••• to P••• W••••• M•••••••••Apr 1, 2021 · RIA to a state-registered adviser
Joined, latest
- M•••••• T••••• H•••••• from A••••• A••••••• L••Mar 16, 2026 · Other
- M•••••• W••••• H•••••• from E••••••• I••••••• S•••••••• L••Jan 1, 2026 · Other
- K•••• E••••• H••• from A•••• W••••• M••••••••• L••Dec 15, 2023 · Other
- B•••• R•••••• P••• from E••••••• I••••••• S•••••••• L••Jun 22, 2017 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from E••••••• I••••••• S•••••••• L••Jun 29, 2017 · Lakewood Ranch, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••• M••••••• T••••• · Ceo / Ownercontrolsince 01/2003 · owns 75% or more
- H••••••• B•••••• B•••• · Secretary/Treasurersince 02/2017 · owns 5% to 10%
- H••••••• M••••••• W••••• · President / Chief Compliance Officersince 09/2017 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Venice, Fl · principal | 4 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 288 to 309Feb 26, 2026 to Mar 29, 2026
- Charity clients · 10 to 11Feb 26, 2026 to Mar 29, 2026
- Corporate clients · 7 to 11Feb 26, 2026 to Mar 29, 2026
- HNW clients · 83 to 92Feb 26, 2026 to Mar 29, 2026
- Individual clients · 19 to 22Feb 26, 2026 to Mar 29, 2026
- Pension plan clients · 2 to 3Feb 26, 2026 to Mar 29, 2026
- Assets in custody · $22.4M to $23.7MFeb 26, 2026 to Mar 29, 2026
- Employees · 7 to 6Feb 26, 2026 to Mar 29, 2026
- Discretionary RAUM · $518M to $583MFeb 26, 2026 to Mar 29, 2026
- HNW RAUM · $428M to $495MFeb 26, 2026 to Mar 29, 2026
- Individual RAUM · $4.4M to $6.6MFeb 26, 2026 to Mar 29, 2026
- Non-discretionary RAUM · $43.2M to $66.1MFeb 26, 2026 to Mar 29, 2026
- Pension RAUM · $2.0M to $2.5MFeb 26, 2026 to Mar 29, 2026
- RAUM · $562M to $649MFeb 26, 2026 to Mar 29, 2026
- Employees · 6 to 7Mar 26, 2025 to May 12, 2025
- Insurance-licensed employees · 1 to 0Mar 26, 2025 to May 12, 2025
- Financial planning clients · unset to Mar 26, 2025 to May 12, 2025
- Accounts · 286 to 288Jun 26, 2024 to Mar 26, 2025
- Individual clients · 22 to 19Jun 26, 2024 to Mar 26, 2025
- Pension plan clients · 3 to 2Jun 26, 2024 to Mar 26, 2025
- Assets in custody · $21.6M to $22.4MJun 26, 2024 to Mar 26, 2025
- Discretionary RAUM · $498M to $518MJun 26, 2024 to Mar 26, 2025
- HNW RAUM · $405M to $428MJun 26, 2024 to Mar 26, 2025
- Individual RAUM · $5.4M to $4.4MJun 26, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $38.6M to $43.2MJun 26, 2024 to Mar 26, 2025
- Pension RAUM · $3.1M to $2.0MJun 26, 2024 to Mar 26, 2025
- RAUM · $537M to $562MJun 26, 2024 to Mar 26, 2025
- Advisory employees · 3 to 4Mar 26, 2024 to Jun 26, 2024
- Employees · 5 to 6Mar 26, 2024 to Jun 26, 2024
- State-registered IARs · 3 to 4Mar 26, 2024 to Jun 26, 2024
- Accounts · 352 to 286Jan 2, 2024 to Mar 26, 2024
- Corporate clients · 9 to 7Jan 2, 2024 to Mar 26, 2024
- HNW clients · 78 to 83Jan 2, 2024 to Mar 26, 2024
- Individual clients · 32 to 22Jan 2, 2024 to Mar 26, 2024
- Assets in custody · $23.0M to $21.6MJan 2, 2024 to Mar 26, 2024
- Discretionary RAUM · $442M to $498MJan 2, 2024 to Mar 26, 2024
- HNW RAUM · $396M to $405MJan 2, 2024 to Mar 26, 2024
- Individual RAUM · $8.6M to $5.4MJan 2, 2024 to Mar 26, 2024
- Non-discretionary RAUM · $163M to $38.6MJan 2, 2024 to Mar 26, 2024
- Pension RAUM · $2.5M to $3.1MJan 2, 2024 to Mar 26, 2024
Signals
1 dated events
- M•••••• T••••• H•••••• left D••• K• E••••••• I••• for A••••• A••••••• L•• (registered 2003-11-18)Dec 31, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- w•••••••••@d•••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 941-485-8220reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 941-488-8465reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/dke-comprehensive-wealth-counselreportedpublic record, Form ADV, Sep 21, 2026
- Website
- d•••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 941-485-8220reportedpublic record, Form ADV, Mar 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $162Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026