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Advisor at EDWARD JONES
KINGWOOD, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | May 7, 2024 | n/a | yes | KINGWOOD, TX | Current employment |
| THORNBURG INVESTMENT MANAGEMENT INC | Asset manager | Sep 30, 2020 | Oct 24, 2022 | no | HOUSTON, TX|SANTA FE, NM | Previous registration |
| INVESCO ADVISERS, INC. | Asset manager | Jan 29, 2015 | Sep 3, 2020 | no | HOUSTON, TX|ATLANTA, GA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Apr 25, 2014 | Nov 7, 2014 | no | THE WOODLANDS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THORNBURG INVESTMENT MANAGEMENT INC | EDWARD JONES | Oct 24, 2022 | May 7, 2024 | 561 | Firm change after gap | Other |
| INVESCO ADVISERS, INC. | THORNBURG INVESTMENT MANAGEMENT INC | Sep 3, 2020 | Sep 30, 2020 | 27 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | INVESCO ADVISERS, INC. | Nov 7, 2014 | Jan 29, 2015 | 83 | Firm change | Other |