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Advisor at OSAIC ADVISORY SERVICES, LLC
Parker, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 8, 2024 | n/a | yes | Parker, CO | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | Parker, CO | Current employment |
| ARBOR POINT ADVISORS | Former SEC adviser | Nov 4, 2021 | Nov 8, 2024 | no | PARKER, CO | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Sep 18, 2020 | Jun 14, 2024 | no | RADNOR, PA|PARKER, CO | Previous registration |
| SSN ADVISORY, INC. | Former SEC adviser | Apr 2, 2019 | Sep 18, 2020 | no | Radnor, PA | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jun 13, 2007 | Apr 8, 2019 | no | MARLTON, NJ|Radnor, PA|LANSDALE, PA|MARLTON, NJ | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | May 12, 2005 | May 17, 2007 | no | NEWARK, DE|NEWARK, DE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARBOR POINT ADVISORS | OSAIC WEALTH, INC. | Nov 8, 2024 | Jun 14, 2024 | -147 | Channel change | Ibd to ibd |
| SECURITIES AMERICA ADVISORS, INC. | ARBOR POINT ADVISORS | Jun 14, 2024 | Nov 4, 2021 | -953 | Channel change | Ibd to ibd |
| SSN ADVISORY, INC. | SECURITIES AMERICA ADVISORS, INC. | Sep 18, 2020 | Sep 18, 2020 | 0 | Bulk transfer | Ibd to ibd |
| VOYA FINANCIAL ADVISORS, INC. | SSN ADVISORY, INC. | Apr 8, 2019 | Apr 2, 2019 | -6 | Firm change | Ibd to ibd |
| SECURIAN FINANCIAL SERVICES, INC. | VOYA FINANCIAL ADVISORS, INC. | May 17, 2007 | Jun 13, 2007 | 27 | Firm change | Other |