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RIA / WealthAdvisorCertified Financial Planner25 years in industry

PAUL MARK ZOCH

Advisor at PROSPERITUS WEALTH ADVISORS

CORAL SPRINGS, FL

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Search this name across graphsid dfx:ria:84b3b28a-ce0f-e87a-3013-d50d71248eb6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 24, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROSPERITUS WEALTH ADVISORS
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 17, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Sep 17, 2001
First registration: Sep 24, 2002
Dual registered: no
IAPD individual key: 4426797

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PROSPERITUS WEALTH ADVISORS	State registered	Mar 6, 2020	n/a	yes	CORAL SPRINGS, FL	Current employment
AVENIR PRIVATE ADVISORS, LLC	Former SEC adviser	Apr 12, 2019	Feb 4, 2020	no	Fort Lauderdale, FL\|MIAMI, FL	Previous registration
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	Former SEC adviser	Dec 20, 2017	Dec 31, 2018	no	Fort Lauderdale, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 29, 2011	Sep 26, 2017	no	FORT LAUDERDALE, FL\|FORT LAUDERDALE, FL\|FORT LAUDERDALE, FL\|FORT LAUDERDALE, FL\|FORT LAUDERDALE, FL\|FORT LAUDERDALE, FL\|FORT LAUDERDALE, FL\|PLANTATION, FL\|PLANTATION, FL\|PLANTATION, FL\|SUNRISE, FL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jun 10, 2009	Aug 1, 2011	no	HOLLYWOOD, FL\|POMPANO BEACH, FL\|POMPANO BEACH, FL\|HOLLYWOOD, FL\|HOLLYWOOD, FL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 24, 2002	May 7, 2009	no	BOCA RATON, FL\|FT LAUDERDALE, FL\|Ft Lauderdale, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVENIR PRIVATE ADVISORS, LLC	PROSPERITUS WEALTH ADVISORS	Feb 4, 2020	Mar 6, 2020	31	Firm change	RIA to state RIA
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	AVENIR PRIVATE ADVISORS, LLC	Dec 31, 2018	Apr 12, 2019	102	Firm change	RIA to RIA
WELLS FARGO ADVISORS	CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	Sep 26, 2017	Dec 20, 2017	85	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	WELLS FARGO ADVISORS	Aug 1, 2011	Jul 29, 2011	-3	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	CHASE INVESTMENT SERVICES CORP.	May 7, 2009	Jun 10, 2009	34	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
298064:306630:FL:2020-01-21	Feb 4, 2020	Mar 6, 2020	MIAMI, FL	Firm change
131631:298064:FL:2018-12-31	Dec 31, 2018	Apr 12, 2019	FORT LAUDERDALE, FL	Firm change

Relationships

Registered with (6)

→ PROSPERITUS WEALTH ADVISORSRegistered adviserregistration: current employment
Mar 6, 2020 to presentfactForm ADV
→ AVENIR PRIVATE ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 12, 2019 to Feb 4, 2020factForm ADV
→ CAPITAL GUARDIAN WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 20, 2017 to Dec 31, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 29, 2011 to Sep 26, 2017factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jun 10, 2009 to Aug 1, 2011factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Sep 24, 2002 to May 7, 2009factForm ADV

Dated events

No dated event names this entity yet.