DFX Intelligence

P••••••••• W••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

P••••••••• W••••• A•••••••

P••••••••• W••••• A•••••••, LLC, CRD 306630

CORAL SPRINGS, FL

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Search this name across graphsid dfx:ria:9b84d6f7-8af1-8c51-adfa-94257838ed53

Data as of Apr 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 3, 2026 to Apr 3, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $69.4M••• Locked
Discretionary RAUM: $67.3M
Private client RAUM: $69.3Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 6
Advisory employees: 4

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C•••••••• E•••••• U•••••	Certified Financial Planner\|Chartered Financial Analyst	CORAL SPRINGS, FL	6	20	4	no
M••••• F•••••• J•••••••••	n/a	CORAL SPRINGS, FL	6	18

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
A••••• P•••••• A•••••••• L••	3	Jan 21, 2020	Mar 6, 2020	MIAMI, FL	Firm absorbed	RIA to state RIA	50.0%

Relationships

Registered with (4)

← A••• P••••• F••••••Advisorregistration: current employment
Apr 22, 2022 to presentfactForm ADV
← P••• M••• Z•••Advisorregistration: current employment
Mar 6, 2020 to presentfactForm ADV
← M••••• F•••••• J•••••••••Advisorregistration: current employment
Jan 30, 2020 to presentfactForm ADV
← C•••••••• E•••••• U•••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9b84d6f7-8af1-8c51-adfa-94257838ed53
First observed: Apr 3, 2026
Last observed: Apr 3, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.