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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

KATHERINE MURPHY

Advisor at J.P. MORGAN SECURITIES LLC

Charlotte, NC

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Search this name across graphsid dfx:ria:84cfbb63-c1be-d62a-e3c0-6901ebd30678

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 6, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 6, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Sep 21, 2012
First registration: Jun 6, 2005
Dual registered: yes, broker-dealer
Other names: KITT ELIZABETH MURPHY|KITT KIRCHNER|KATHERINE ELIZABETH MURPHY|KATHERINE MURPHY KIRCHNER|KATHERINE ELIZABETH SQUIRES|KITT ELIZABETH SQUIRES|KATHERINE MURPHY SQUIRES|KITT MURPHY SQUIRES|KITT MURPHY
IAPD individual key: 4212120

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Dec 16, 2024	n/a	yes	Charlotte, NC	Current employment
CHOREO, LLC	Independent wealth	May 2, 2019	Dec 6, 2024	no	Charlotte, NC\|ROCKFORD, IL\|Charlotte, NC	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Mar 24, 2017	Apr 5, 2019	no	CHARLOTTE, NC	Previous registration
CAROLINAS INVESTMENT CONSULTING LLC	Former SEC adviser	Sep 24, 2012	Oct 26, 2016	no	CHARLOTTE, NC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 8, 2008	Sep 2, 2009	no	CHARLOTTE, NC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 6, 2005	Dec 9, 2008	no	CHARLOTTE, NC\|LANCASTER, SC\|LANCASTER, SC\|CHARLOTTE, NC\|CHARLOTTE, NC\|CHARLOTTE, NC\|LANCASTER, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHOREO, LLC	J.P. MORGAN SECURITIES LLC	Dec 6, 2024	Dec 16, 2024	10	Firm change	RIA to wirehouse
PNC WEALTH MANAGEMENT	CHOREO, LLC	Apr 5, 2019	May 2, 2019	27	Firm change	Ibd to RIA
CAROLINAS INVESTMENT CONSULTING LLC	PNC WEALTH MANAGEMENT	Oct 26, 2016	Mar 24, 2017	149	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CAROLINAS INVESTMENT CONSULTING LLC	Sep 2, 2009	Sep 24, 2012	1,118	Firm change after gap	Other
WELLS FARGO ADVISORS	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 9, 2008	Dec 8, 2008	-1	Firm change	Wirehouse to wirehouse

Relationships

Registered with (6)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Dec 16, 2024 to presentfactForm ADV
→ CHOREO, LLCRegistered adviserregistration: previous registration
May 2, 2019 to Dec 6, 2024factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Mar 24, 2017 to Apr 5, 2019factForm ADV
→ CAROLINAS INVESTMENT CONSULTING LLCRegistered adviserregistration: previous registration
Sep 24, 2012 to Oct 26, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 8, 2008 to Sep 2, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 6, 2005 to Dec 9, 2008factForm ADV

Dated events

Occurred
Dec 6, 2024
Advisor changed firm
Katherine Murphy left Choreo, Llc for J.P. Morgan Securities Llc (registered 2024-12-16)
Form ADVobserved 5 days ago