DFX Intelligence

B••• A•••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

B••• A•••• W•••••••

Advisor at L•• F•••••••• L••

SHREVEPORT, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:84de7704-4dc4-800c-60b4-9149a3b54618

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 4, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 6, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Dec 11, 2023	n/a	yes	SHREVEPORT, LA	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Nov 20, 2017	Dec 13, 2023	no	SHREVEPORT, LA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	L•• F•••••••• L••	Dec 13, 2023	Dec 11, 2023	-2	Firm change	Ibd to ibd
I••••• F•••••••• C•••••••••	O•••• W•••••• I•••	Nov 22, 2017	Nov 20, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
23131:6413:LA:2023-12-13	Dec 13, 2023	Dec 11, 2023	SHREVEPORT, LA	Firm change
12984:23131:LA:2017-11-21	Nov 22, 2017	Nov 20, 2017	SHREVEPORT, LA	Firm change

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Dec 11, 2023 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Nov 20, 2017 to Dec 13, 2023factForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Sep 23, 2015 to Nov 22, 2017factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Dec 13, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:84de7704-4dc4-800c-60b4-9149a3b54618
First observed: Apr 4, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.