RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since Dec 11, 2023 · Shreveport, La
• O•••• W•••••• I••• BD affiliated
  Nov 20, 2017 to Dec 13, 2023 · Shreveport, La
• I••••• F•••••••• C••••••••• former
  Sep 23, 2015 to Nov 22, 2017 · Shreveport, La
• A••••••••• F•••••••• S•••••••• L•• national BD
  Apr 4, 2011 to Aug 26, 2015 · Shreveport, La

• O•••• W•••••• I••• to L•• F•••••••• L••
  left Dec 13, 2023, registered Dec 11, 2023 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
• I••••• F•••••••• C••••••••• to O•••• W•••••• I•••
  left Nov 22, 2017, registered Nov 20, 2017 (-2 days) · Other · moved with a team
• A••••••••• F•••••••• S•••••••• L•• to I••••• F•••••••• C•••••••••
  left Aug 26, 2015, registered Sep 23, 2015 (28 days) · Other

• B••• A•••• W••••••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2023-12-11)
  Dec 13, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

15derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address