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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

ROBERT LEE THOMPSON

Advisor at SIGNATURE EQUITY PARTNERS, LLC

Toledo, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8515c03e-bc7c-3967-5003-d814e0ea9247

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jan 23, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SIGNATURE EQUITY PARTNERS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 4, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jan 4, 1990
First registration: Jan 23, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 1349425

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SIGNATURE EQUITY PARTNERS, LLC	Independent wealth	Sep 1, 2026	n/a	yes	Toledo, OH	Current employment
CONCORDE ASSET MANAGEMENT, LLC	Bd affiliated wealth	Feb 6, 2012	Aug 31, 2026	no	TOLEDO, OH\|ANN ARBOR, MI	Previous registration
AMERICAN PORTFOLIOS ADVISORS, INC	Former SEC adviser	Aug 29, 2007	Feb 7, 2012	no	HOLBROOK, NY	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Feb 7, 2005	Aug 16, 2007	no	TOLEDO, OH	Previous registration
QUESTAR CAPITAL CORPORATION	n/a	Dec 3, 2001	Dec 31, 2005	no	TOLEDO, OH\|TOLEDO, OH	Previous registration
INTEGRATED FINANCIAL RESOURCES, INC.	n/a	Jan 23, 2001	Sep 3, 2026	no	TOLEDO, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INTEGRATED FINANCIAL RESOURCES, INC.	QUESTAR CAPITAL CORPORATION	Sep 3, 2026	Dec 3, 2001	-9,040	Firm change after gap	Other
CONCORDE ASSET MANAGEMENT, LLC	SIGNATURE EQUITY PARTNERS, LLC	Aug 31, 2026	Sep 1, 2026	1	Firm change	Ibd to RIA
AMERICAN PORTFOLIOS ADVISORS, INC	CONCORDE ASSET MANAGEMENT, LLC	Feb 7, 2012	Feb 6, 2012	-1	Firm change	Other
QUESTAR ASSET MANAGEMENT, INC.	AMERICAN PORTFOLIOS ADVISORS, INC	Aug 16, 2007	Aug 29, 2007	13	Firm change	Other
QUESTAR CAPITAL CORPORATION	QUESTAR ASSET MANAGEMENT, INC.	Dec 31, 2005	Feb 7, 2005	-327	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110864:43100:OH:2026-09-03	Sep 3, 2026	Dec 3, 2001	TOLEDO, OH	Firm change after gap
140367:327455:MI:2026-08-31	Aug 31, 2026	Sep 1, 2026	ANN ARBOR, MI	Firm change

Relationships

Registered with (6)

→ SIGNATURE EQUITY PARTNERS, LLCRegistered adviserregistration: current employment
Sep 1, 2026 to presentfactForm ADV
→ INTEGRATED FINANCIAL RESOURCES, INC.Registered adviserregistration: previous registration
Jan 23, 2001 to Sep 3, 2026factForm ADV
→ CONCORDE ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 6, 2012 to Aug 31, 2026factForm ADV
→ AMERICAN PORTFOLIOS ADVISORS, INCRegistered adviserregistration: previous registration
Aug 29, 2007 to Feb 7, 2012factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Feb 7, 2005 to Aug 16, 2007factForm ADV
→ QUESTAR CAPITAL CORPORATIONRegistered adviserregistration: previous registration
Dec 3, 2001 to Dec 31, 2005factForm ADV

Dated events

Occurred
Sep 3, 2026
Advisor changed firm
Robert Lee Thompson left Integrated Financial Resources, Inc. for Questar Capital Corporation (registered 2001-12-03)
Form ADVobserved 5 days ago
Occurred
Aug 31, 2026
Advisor changed firm
Robert Lee Thompson left Concorde Asset Management, Llc for Signature Equity Partners, Llc (registered 2026-09-01)
Form ADVobserved 5 days ago