DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Lee Thompson
Feed of 09/14/2026
At current firm
0 y
since Sep 1, 2026
In the industry
36 y
since Jan 4, 1990 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Signature Equity Partners, LLC independent RIA currentsince Sep 1, 2026 · Toledo, Oh
- Concorde Asset Management, LLC BD affiliatedFeb 6, 2012 to Aug 31, 2026 · Toledo, Oh
- American Portfolios Advisors, Inc formerAug 29, 2007 to Feb 7, 2012 · Holbrook, Ny
- Questar Asset Management, Inc. formerFeb 7, 2005 to Aug 16, 2007 · Toledo, Oh
- Questar Capital Corporation unclassifiedDec 3, 2001 to Dec 31, 2005 · Toledo, Oh
- Integrated Financial Resources, Inc. unclassifiedJan 23, 2001 to Sep 3, 2026 · Toledo, Oh
Moves
a registration end followed by a registration begin elsewhere
- Integrated Financial Resources, Inc. to Questar Capital Corporationleft Sep 3, 2026, registered Dec 3, 2001 (-9040 days) · Other · moved with a team
- Concorde Asset Management, LLC to Signature Equity Partners, LLCleft Aug 31, 2026, registered Sep 1, 2026 (1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- American Portfolios Advisors, Inc to Concorde Asset Management, LLCleft Feb 7, 2012, registered Feb 6, 2012 (-1 days) · Other
- Questar Asset Management, Inc. to American Portfolios Advisors, Incleft Aug 16, 2007, registered Aug 29, 2007 (13 days) · Other
- Questar Capital Corporation to Questar Asset Management, Inc.left Dec 31, 2005, registered Feb 7, 2005 (-327 days) · corporate re-registration, not a move
Signals
- Robert Lee Thompson left Integrated Financial Resources, Inc. for Questar Capital Corporation (registered 2001-12-03)Sep 3, 2026 · Advisor changed firm · fact
- Robert Lee Thompson left Concorde Asset Management, Llc for Signature Equity Partners, Llc (registered 2026-09-01)Aug 31, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address