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J•••••• L•• O• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

J•••••• L•• O• B•••

Advisor at M••••••

Edmund, OK | Oklahoma City, OK

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Search this name across graphsid dfx:ria:8519d139-7d12-918b-c8dd-11c43c83d735

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 18, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 18, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Jan 9, 2026	n/a	yes	Edmund, OK\|Oklahoma City, OK	Current employment
E••••••• W••••• A•••••••	Former SEC adviser	Nov 13, 2019	Oct 29, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E••••••• W••••• A•••••••	M••••••	Oct 29, 2025	Jan 9, 2026	72	Firm change	RIA to ibd
E••• B••••• A•••••••• L••	E••••••• W••••• A•••••••	Nov 14, 2019

Relationships

Registered with (6)

→ M••••••Registered adviserregistration: current employment
Jan 9, 2026 to presentfactForm ADV
→ E••••••• W••••• A•••••••Registered adviserregistration: previous registration
Nov 13, 2019 to Oct 29, 2025factForm ADV
→ E••• B••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 8, 2008 to Nov 14, 2019factForm ADV
→ 1•• G••••• A••••••• I••

Dated events

Occurred
Oct 29, 2025
Advisor changed firm
J•••••• L•• O• B••• left E••••••• W••••• A••••••• for Mariner (registered 2026-01-09)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8519d139-7d12-918b-c8dd-11c43c83d735
First observed: Nov 18, 2004
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.