DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• L•• O• B•••

M••••••BD affiliatedEdmund, Ok IA-onlyIAPD 4130613

Feed of 09/14/2026

Also filed as Jeff Lee B•••

At current firm

0 y

since Jan 9, 2026

In the industry

26 y

since Apr 18, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• BD affiliated current
since Jan 9, 2026 · Edmund, Ok
E••••••• W••••• A••••••• former
Nov 13, 2019 to Oct 29, 2025 · Oklahoma City, Ok
E••• B••••• A•••••••• L•• former
Oct 8, 2008 to Nov 14, 2019 · Tulsa, Ok
1•• G••••• A••••••• I•• former
Oct 10, 2007 to Oct 1, 2008 · Oklahoma City, Ok
C•••• I••••••••• S••••••• C•••• former
Jul 6, 2005 to Aug 31, 2005 · Norman, Ok
B••• O•• S••••••••• C••••••••• unclassified
Nov 18, 2004 to Jul 6, 2005 · Oklahoma City, Ok

Moves

a registration end followed by a registration begin elsewhere

E••••••• W••••• A••••••• to M••••••
left Oct 29, 2025, registered Jan 9, 2026 (72 days) · RIA to affiliated broker-dealer or bank
E••• B••••• A•••••••• L•• to E••••••• W••••• A•••••••
left Nov 14, 2019, registered Nov 13, 2019 (-1 days) · RIA to RIA
1•• G••••• A••••••• I•• to E••• B••••• A•••••••• L••
left Oct 1, 2008, registered Oct 8, 2008 (7 days) · Other
C•••• I••••••••• S••••••• C•••• to 1•• G••••• A••••••• I••
left Aug 31, 2005, registered Oct 10, 2007 (770 days) · Other
B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••
left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move

Signals

J•••••• L•• O• B••• left E••••••• W••••• A••••••• for Mariner (registered 2026-01-09)
Oct 29, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address