DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

Robert Vollenweider

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Denver, CO | Englewood, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:85529757-4086-ccc3-3104-c0902e413692

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 31, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 7, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jul 7, 2011
First registration: Aug 31, 2017
Dual registered: yes, broker-dealer
Other names: ROBERT Wilson VOLLENWEIDER|Robert w Vollenweider|ROBERT VOLLENWEIDER
IAPD individual key: 5912299

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 3, 2023	n/a	yes	Denver, CO\|Englewood, CO	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Aug 2, 2021	Nov 21, 2022	no	GREENWOOD VILLAGE, CO	Previous registration
PERSONAL CAPITAL ADVISORS CORPORATION	Former SEC adviser	Jul 23, 2020	Jul 30, 2020	no	Denver, CO	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	May 21, 2019	Jul 3, 2020	no	Denver, CO	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	May 21, 2019	Jul 3, 2020	no	Denver, CO	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Aug 31, 2017	May 30, 2019	no	Westlake, TX\|Fort Worth, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	AMERIPRISE FINANCIAL SERVICES, LLC	Nov 21, 2022	Aug 3, 2023	255	Firm change	Ibd to ibd
PERSONAL CAPITAL ADVISORS CORPORATION	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 30, 2020	Aug 2, 2021	368	Firm change	RIA to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jul 3, 2020	May 21, 2019	-409	Channel change	Other
TD AMERITRADE, INC.	PERSONAL CAPITAL ADVISORS CORPORATION	Jul 3, 2020	Jul 23, 2020	20	Firm change	Other
CHARLES SCHWAB & CO., INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	May 30, 2019	May 21, 2019	-9	Firm change	Ibd to RIA

Relationships

Registered with (6)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Aug 3, 2023 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Aug 2, 2021 to Nov 21, 2022factForm ADV
→ PERSONAL CAPITAL ADVISORS CORPORATIONRegistered adviserregistration: previous registration
Jul 23, 2020 to Jul 30, 2020factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 21, 2019 to Jul 3, 2020factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
May 21, 2019 to Jul 3, 2020factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Aug 31, 2017 to May 30, 2019factForm ADV

Dated events

Occurred
Nov 21, 2022
Advisor changed firm
Robert Vollenweider left Fidelity Personal And Workplace Advisors for Ameriprise Financial Services, Llc (registered 2023-08-03)
Form ADVobserved 5 days ago