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T•• D• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

T•• D• N•••••

Advisor at M••••• S••••••

San Francisco, CA

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Search this name across graphsid dfx:ria:8559fae9-b4b7-ad49-a422-5bbe5dc9cb20

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 0
Observed: Nov 7, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 29, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 9

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Sep 8, 2023	n/a	yes	San Francisco, CA	Current employment
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Aug 12, 2022	Aug 31, 2023	no	SAN FRANCISCO, CA\|GREENWOOD VILLAGE, CO

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• A••••••• G••••• L••	M••••• S••••••	Aug 31, 2023	Sep 8, 2023	8	Firm change	Ibd to wirehouse
A••••• F•••••••• S••••••••	E•••••• A••••••• G••••• L••	Aug 5, 2022

Relationships

Registered with (10)

→ M••••• S••••••Registered adviserregistration: current employment
Sep 8, 2023 to presentfactForm ADV
→ E•••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Aug 12, 2022 to Aug 31, 2023factForm ADV
→ A••••• F•••••••• S••••••••Registered adviserregistration: previous registration
Nov 9, 2020 to Aug 5, 2022factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Aug 31, 2023
Advisor changed firm
T•• D• N••••• left E•••••• A••••••• G••••• L•• for M••••• S•••••• (registered 2023-09-08)
Form ADVobserved 7 days ago
Occurred
Aug 5, 2022
Advisor changed firm
T•• D• N••••• left A••••• F•••••••• S•••••••• for E•••••• A••••••• G••••• L•• (registered 2022-08-12)
Form ADVobserved 7 days ago
Occurred
Apr 11, 2022
Advisor changed firm
T•• D• N••••• left L•• F•••••••• L•• for A••••• F•••••••• S•••••••• (registered 2020-11-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8559fae9-b4b7-ad49-a422-5bbe5dc9cb20
First observed: Nov 7, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.