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R•••••• C•••• d• F•••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)11 years in industry

R•••••• C•••• d• F•••••• P•••••••

Advisor at E•• P•••••• W••••• M••••••••• ••••••••• C••••

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:855d9c69-bf70-82c6-92c9-d56ab7986c8f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 9, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•• P•••••• W••••• M••••••••• ••••••••• C••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•• P•••••• W••••• M••••••••• ••••••••• C••••	Mixed wealth	Feb 21, 2025	n/a	yes	MIAMI, FL	Current employment
X• A••••••• U•• I•••	Other adviser	Nov 9, 2021	Jul 18, 2024	no	MIAMI, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
X• A••••••• U•• I•••	E•• P•••••• W••••• M••••••••• ••••••••• C••••	Jul 18, 2024	Feb 21, 2025	218	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
173779:158905:FL:2024-07-18	Jul 18, 2024	Feb 21, 2025	MIAMI, FL	Firm change

Relationships

Registered with (2)

→ E•• P•••••• W••••• M••••••••• ••••••••• C••••Registered adviserregistration: current employment
Feb 21, 2025 to presentfactForm ADV
→ X• A••••••• U•• I•••Registered adviserregistration: previous registration
Nov 9, 2021 to Jul 18, 2024factForm ADV

Dated events

Occurred
Jul 18, 2024
Advisor changed firm
R•••••• C•••• D• F•••••• P••••••• left X• A••••••• U•• I••• for E•• P•••••• W••••• M••••••••• ••••••••• C•••• (registered 2025-02-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:855d9c69-bf70-82c6-92c9-d56ab7986c8f
First observed: Nov 9, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.