DFX Intelligence

T•••••• L••• J•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

T•••••• L••• J•••••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

PLYMOUTH, MN | CARMEL, IN

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Search this name across graphsid dfx:ria:856e04ef-8552-18a0-f8ce-17951c416207

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Apr 29, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 14, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Dec 2, 2025	n/a	yes	CARMEL, IN\|PLYMOUTH, MN	Current employment
O•••• A••••••• S•••••••• L••	Bd affiliated wealth	Apr 29, 2025	Dec 12, 2025	no	CARMEL, IN\|ATLANTA, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• A••••••• S•••••••• L••	W••••• E••••••••• A••••••• S•••••••• L••	Dec 12, 2025	Dec 2, 2025	-10	Firm change	Ibd to ibd
O•••• W•••••• I•••	O•••• A••••••• S•••••••• L••	Dec 12, 2025	Apr 29, 2025

Relationships

Registered with (6)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Dec 2, 2025 to presentfactForm ADV
→ O•••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 29, 2025 to Dec 12, 2025factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jan 19, 2024 to Dec 12, 2025factForm ADV
→ W••••••• F•••••••• S•••••••• I•••

Dated events

Occurred
Dec 12, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 12, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:856e04ef-8552-18a0-f8ce-17951c416207
First observed: Apr 29, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.