DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Timothy Lane Johnston

Wealth Enhancement Advisory Services, LLCBD affiliatedPlymouth, Mn dual registrantIAPD 1041449

Feed of 09/15/2026

At current firm

0 y

since Dec 2, 2025

In the industry

42 y

since Oct 14, 1983 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wealth Enhancement Advisory Services, LLC BD affiliated current
since Dec 2, 2025 · Carmel, In
Osaic Advisory Services, LLC BD affiliated
Apr 29, 2025 to Dec 12, 2025 · Carmel, In
Osaic Wealth, Inc. BD affiliated
Jan 19, 2024 to Dec 12, 2025 · Carmel, In
Woodbury Financial Services, Inc. former
Apr 10, 2017 to Jan 19, 2024 · Carmel, In
Msi Financial Services, Inc. former
Jan 2, 2015 to Mar 23, 2017 · Indianapolis, In
New England Securities Corporation former
Apr 29, 2002 to Jan 2, 2015 · Indianapolis, In

Moves

a registration end followed by a registration begin elsewhere

Osaic Advisory Services, LLC to Wealth Enhancement Advisory Services, LLC
left Dec 12, 2025, registered Dec 2, 2025 (-10 days) · Affiliated broker-dealer or bank to another
Osaic Wealth, Inc. to Osaic Advisory Services, LLC
left Dec 12, 2025, registered Apr 29, 2025 (-227 days) · Affiliated broker-dealer or bank to another
Woodbury Financial Services, Inc. to Osaic Wealth, Inc.
left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
Msi Financial Services, Inc. to Woodbury Financial Services, Inc.
left Mar 23, 2017, registered Apr 10, 2017 (18 days) · Other
New England Securities Corporation to Msi Financial Services, Inc.
left Jan 2, 2015, registered Jan 2, 2015 (0 days) · corporate re-registration, not a move

Signals

Timothy Lane Johnston left Osaic Advisory Services, Llc for Wealth Enhancement Advisory Services, Llc (registered 2025-12-02)
Dec 12, 2025 · Advisor changed firm · fact
Timothy Lane Johnston left Osaic Wealth, Inc. for Osaic Advisory Services, Llc (registered 2025-04-29)
Dec 12, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 42derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address