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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

MOISES GABRIEL GARCIA

Advisor at WELLS FARGO ADVISORS

CORONADO, CA | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:85770a08-adaf-b4a3-2f29-dd84ab5ed506

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 19, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 30, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 30, 2004
First registration: Apr 19, 2005
Dual registered: yes, broker-dealer
Other names: GABE GARCIA|Moises Gabriel Garcia|GABE G GARCIA
IAPD individual key: 4101497

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jun 15, 2022	n/a	yes	SAN DIEGO, CA\|SAN DIEGO, CA\|CORONADO, CA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Oct 11, 2019	Nov 10, 2021	no	SAN DIEGO, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jan 11, 2019	Oct 14, 2019	no	San Diego, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 27, 2009	Jul 10, 2018	no	LA JOLLA, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 17, 2006	Jan 9, 2009	no	LA JOLLA, CA	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Jul 5, 2005	Sep 21, 2006	no	LA JOLLA, CA\|LA JOLLA, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 19, 2005	Jul 26, 2005	no	LA JOLLA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	WELLS FARGO ADVISORS	Oct 14, 2019	Oct 11, 2019	-3	Firm change	Wirehouse to wirehouse
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY	Jul 10, 2018	Jan 11, 2019	185	Firm change	Wirehouse to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	Jan 9, 2009	Jan 27, 2009	18	Firm change	Wirehouse to wirehouse
RBC CAPITAL MARKETS, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 21, 2006	Oct 17, 2006	26	Firm change	Ibd to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	RBC CAPITAL MARKETS, LLC	Jul 26, 2005	Jul 5, 2005	-21	Firm change	Wirehouse to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:19616:CA:2019-10-14	Oct 14, 2019	Oct 11, 2019	SAN DIEGO, CA	Firm change

Relationships

Registered with (5)

→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 11, 2019 to Nov 10, 2021factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jan 11, 2019 to Oct 14, 2019factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 27, 2009 to Jul 10, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 17, 2006 to Jan 9, 2009factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Jul 5, 2005 to Sep 21, 2006factForm ADV

Dated events

No dated event names this entity yet.