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Registered advisor
M••••• G•••••• G•••••
Feed of 09/15/2026
Also filed as Gabe G•••••
At current firm
4 y
since Jun 15, 2022
In the industry
21 y
since Dec 30, 2004 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jun 15, 2022 · San Diego, Ca
- W•••• F•••• A••••••• wirehouseOct 11, 2019 to Nov 10, 2021 · San Diego, Ca
- M••••• S•••••• wirehouseJan 11, 2019 to Oct 14, 2019 · San Diego, Ca
- U•• F•••••••• S••••••• I••• wirehouseJan 27, 2009 to Jul 10, 2018 · La Jolla, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 17, 2006 to Jan 9, 2009 · La Jolla, Ca
- R•• C•••••• M••••••• L•• national BDJul 5, 2005 to Sep 21, 2006 · La Jolla, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 19, 2005 to Jul 26, 2005 · La Jolla, Ca
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to W•••• F•••• A•••••••left Oct 14, 2019, registered Oct 11, 2019 (-3 days) · Wirehouse to wirehouse · moved with a team
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Jul 10, 2018, registered Jan 11, 2019 (185 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Jan 9, 2009, registered Jan 27, 2009 (18 days) · Wirehouse to wirehouse
- R•• C•••••• M••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 21, 2006, registered Oct 17, 2006 (26 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•• C•••••• M••••••• L••left Jul 26, 2005, registered Jul 5, 2005 (-21 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address