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Advisor at BEACON POINTE ADVISORS, LLC
NEWPORT BEACH, CA | SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BEACON POINTE ADVISORS, LLC | Independent wealth | Mar 19, 2015 | n/a | yes | SCOTTSDALE, AZ|NEWPORT BEACH, CA | Current employment |
| BEACON POINTE WEALTH ADVISORS, LLC | Former SEC adviser | Mar 19, 2015 | Apr 27, 2020 | no | SCOTTSDALE, AZ|NEWPORT BEACH, CA | Previous registration |
| CAPITAL INVESTMENT COUNSEL INC | Former SEC adviser | Nov 16, 2007 | Nov 21, 2014 | no | SCOTTSDALE, AZ|HOUSTON, TX | Previous registration |
| HACKETT INVESTMENT ADVISORS INC | n/a | Jun 3, 2004 | Jul 11, 2007 | no | SCOTTSDALE, AZ | Previous registration |
| YOUR SOURCE FINANCIAL | Former SEC adviser | Oct 14, 2003 | May 3, 2004 | no | PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BEACON POINTE WEALTH ADVISORS, LLC | BEACON POINTE ADVISORS, LLC | Apr 27, 2020 | Mar 19, 2015 | -1,866 | Bulk transfer | Other |
| CAPITAL INVESTMENT COUNSEL INC | BEACON POINTE WEALTH ADVISORS, LLC | Nov 21, 2014 | Mar 19, 2015 | 118 | Firm change | Other |
| HACKETT INVESTMENT ADVISORS INC | CAPITAL INVESTMENT COUNSEL INC | Jul 11, 2007 | Nov 16, 2007 | 128 | Firm change | Other |
| YOUR SOURCE FINANCIAL | HACKETT INVESTMENT ADVISORS INC | May 3, 2004 | Jun 3, 2004 | 31 | Firm change | Other |