RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• R•••••• R••••••••
- B••••• P••••• A•••••••• L•• independent RIA currentsince Mar 19, 2015 · Scottsdale, Az
- B••••• P••••• W••••• A•••••••• L•• formerMar 19, 2015 to Apr 27, 2020 · Scottsdale, Az
- C•••••• I••••••••• C•••••• I•• formerNov 16, 2007 to Nov 21, 2014 · Scottsdale, Az
- H•••••• I••••••••• A••••••• I•• unclassifiedJun 3, 2004 to Jul 11, 2007 · Scottsdale, Az
- Y••• S••••• F•••••••• formerOct 14, 2003 to May 3, 2004 · Phoenix, Az
- B••••• P••••• W••••• A•••••••• L•• to B••••• P••••• A•••••••• L••left Apr 27, 2020, registered Mar 19, 2015 (-1866 days) · corporate re-registration, not a move
- C•••••• I••••••••• C•••••• I•• to B••••• P••••• W••••• A•••••••• L••left Nov 21, 2014, registered Mar 19, 2015 (118 days) · Other
- H•••••• I••••••••• A••••••• I•• to C•••••• I••••••••• C•••••• I••left Jul 11, 2007, registered Nov 16, 2007 (128 days) · Other
- Y••• S••••• F•••••••• to H•••••• I••••••••• A••••••• I••left May 3, 2004, registered Jun 3, 2004 (31 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address