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CRD 288502
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| I•••••••• F•• W••••• H•••••••• I••• | Owner | E | yes | 05/2017 | May 24, 2017 | Mar 31, 2019 |
| M•••••••• M••••••• D•••••• | Owner | C | yes | 09/2016 | May 24, 2017 | Mar 31, 2019 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| I•••••••• F•• W••••• M••••••••• L•• | n/a | Independent wealth | $1.4B | N | yes | n/a |
| I•••••••• F•• W••••• A•••••••• I••• | n/a | Former SEC adviser | $220M | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2018 | Mar 31, 2019 | $396M | $396M | 0 | 0 | 1 | n/a | n/a |
| 2017 | Mar 29, 2018 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2018 | $396M | n/a | n/a | n/a | n/a | 0 | 1 | 1 | 1 |
| CHIEF COMPLIANCE OFFICER |
| Na |
| yes |
| 10/2018 |
| Oct 11, 2018 |
| Mar 31, 2019 |
| n/a |
| 1 |
| 1 |
| 1 |
| n/a |
| n/a |