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RIA / WealthAdvisor23 years in industry

Antonio Ramirez

Advisor at CONCERT INVESTMENT ADVISORY LLC

Guaynabo, PR

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Search this name across graphsid dfx:ria:c97245e1-c991-c788-b02e-3bd4c5afb26d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Aug 5, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CONCERT INVESTMENT ADVISORY LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 16, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Jul 16, 2003
First registration: Aug 5, 2003
Dual registered: no
Other names: ANTONIO SILVA-RAMIREZ|TONY RAMIREZ|ANTONIO RAMIREZ
IAPD individual key: 2973343

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CONCERT INVESTMENT ADVISORY LLC	Independent wealth	Jul 23, 2019	n/a	yes	Guaynabo, PR	Current employment
INSTITUTE FOR WEALTH CONSULTANTS, INC.	Former SEC adviser	Jan 12, 2018	Apr 30, 2019	no	Alhambra, CA	Previous registration
SOWELL MANAGEMENT	Independent wealth	Oct 14, 2016	Feb 23, 2017	no	Alhambra, CA\|NORTH LITTLE ROCK, AR	Previous registration
CONCERT WEALTH MANAGEMENT	Former SEC adviser	Mar 30, 2016	Dec 15, 2017	no	Alhambra, CA\|SAN JOSE, CA	Previous registration
PRIVATE ADVISORY	Independent wealth	Sep 17, 2014	May 4, 2016	no	ALISO VIEJO, CA\|REDMOND, WA	Previous registration
STRATEGIC CAPITAL GROUP L.L.C.	Former SEC adviser	Dec 1, 2010	Dec 31, 2014	no	ALISO VIEJO, CA\|ALISO VIEJO, CA\|IRVINE, CA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	May 30, 2007	May 13, 2010	no	PASADENA, CA	Previous registration
CHURCHILL MANAGEMENT GROUP	Former SEC adviser	Aug 12, 2004	Jul 31, 2006	no	LOS ANGELES, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Aug 5, 2003	Apr 21, 2004	no	ENCINO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INSTITUTE FOR WEALTH CONSULTANTS, INC.	CONCERT INVESTMENT ADVISORY LLC	Apr 30, 2019	Jul 23, 2019	84	Firm change	RIA to RIA
CONCERT WEALTH MANAGEMENT	SOWELL MANAGEMENT	Dec 15, 2017	Oct 14, 2016	-427	Firm change after gap	Other
SOWELL MANAGEMENT	INSTITUTE FOR WEALTH CONSULTANTS, INC.	Feb 23, 2017	Jan 12, 2018	323	Firm change	Other
PRIVATE ADVISORY	CONCERT WEALTH MANAGEMENT	May 4, 2016	Mar 30, 2016	-35	Firm change after gap	Other
STRATEGIC CAPITAL GROUP L.L.C.	PRIVATE ADVISORY	Dec 31, 2014	Sep 17, 2014	-105	Firm change after gap	Other
STRATEGIC ADVISERS LLC	STRATEGIC CAPITAL GROUP L.L.C.	May 13, 2010	Dec 1, 2010	202	Firm change	Other
CHURCHILL MANAGEMENT GROUP	STRATEGIC ADVISERS LLC	Jul 31, 2006	May 30, 2007	303	Firm change	Other
TD AMERITRADE, INC.	CHURCHILL MANAGEMENT GROUP	Apr 21, 2004	Aug 12, 2004	113	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
141253:127145:CA:2017-12-15	Dec 15, 2017	Oct 14, 2016	SAN JOSE, CA	Firm change after gap

Relationships

Registered with (9)

→ CONCERT INVESTMENT ADVISORY LLCRegistered adviserregistration: current employment
Jul 23, 2019 to presentfactForm ADV
→ INSTITUTE FOR WEALTH CONSULTANTS, INC.Registered adviserregistration: previous registration
Jan 12, 2018 to Apr 30, 2019factForm ADV
→ CONCERT WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Mar 30, 2016 to Dec 15, 2017factForm ADV
→ SOWELL MANAGEMENTRegistered adviserregistration: previous registration
Oct 14, 2016 to Feb 23, 2017factForm ADV
→ PRIVATE ADVISORYRegistered adviserregistration: previous registration
Sep 17, 2014 to May 4, 2016factForm ADV
→ STRATEGIC CAPITAL GROUP L.L.C.Registered adviserregistration: previous registration
Dec 1, 2010 to Dec 31, 2014factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
May 30, 2007 to May 13, 2010factForm ADV
→ CHURCHILL MANAGEMENT GROUPRegistered adviserregistration: previous registration
Aug 12, 2004 to Jul 31, 2006factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Aug 5, 2003 to Apr 21, 2004factForm ADV

Dated events

No dated event names this entity yet.