DFX Intelligence

Data Factory

K••• R•: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

K••• R•

Advisor at L•• F•••••••• L••

ELGIN, IL | CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:858afdd9-79f1-9b6f-86c5-fed925109e85

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Aug 26, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 23, 2025	n/a	yes	ELGIN, IL\|CHICAGO, IL\|CHICAGO, IL	Current employment
G•••• L•••• A•••••••• L••	Other adviser	Nov 29, 2023	Jan 30, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G•••• L•••• A•••••••• L••	L•• F•••••••• L••	Jan 30, 2025	Jan 23, 2025	-7	Firm change	Other
W••••••• I•••••••••	G•••• L•••• A•••••••• L••	Jan 23, 2025

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110757:6413:IL:2025-01-30	Jan 30, 2025	Jan 23, 2025	CHICAGO, IL	Firm change
875:110757:IL:2025-01-23	Jan 23, 2025	Nov 29, 2023	CHICAGO, IL	Firm change after gap

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 23, 2025 to presentfactForm ADV
→ G•••• L•••• A•••••••• L••Registered adviserregistration: previous registration
Nov 29, 2023 to Jan 30, 2025factForm ADV
→ W••••••• I•••••••••Registered adviserregistration: previous registration
Nov 29, 2023 to Jan 23, 2025factForm ADV
→ C••••••• S••••••••• I•••

Dated events

Occurred
Jan 30, 2025
Advisor changed firm
K••• R• left G•••• L•••• A•••••••• L•• for L•• F•••••••• L•• (registered 2025-01-23)
Form ADVobserved 7 days ago
Occurred
Nov 2, 2023
Advisor changed firm
K••• R• left C••••••• S••••••••• I••• for W••••••• I••••••••• (registered 2023-11-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:858afdd9-79f1-9b6f-86c5-fed925109e85
First observed: Aug 26, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.