DFX Intelligence

E••• J••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

E••• J••• M•••••

Advisor at I• F•••••••• A••••••• S••••••• L••

Mokena, IL | CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:858c1d19-b109-43a4-6190-18755ac9db2f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 22, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I• F•••••••• A••••••• S••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 25, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I• F•••••••• A••••••• S••••••• L••	Independent wealth	Jan 9, 2020	n/a	yes	CHARLOTTE, NC\|Mokena, IL	Current employment
C••••••• F•••••••• D••••••• I•••	Bd affiliated wealth	Oct 11, 2016	Dec 19, 2019	no	Mokena, IL\|KOKOMO, IN\|Mokena, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• F•••••••• D••••••• I•••	I• F•••••••• A••••••• S••••••• L••	Dec 19, 2019	Jan 9, 2020	21	Firm change	Ibd to RIA
T•••••••••	C••••••• F•••••••• D••••••• I•••	Oct 3, 2016	Oct 11, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
109032:305772:IL:2019-12-19	Dec 19, 2019	Jan 9, 2020	MOKENA, IL	Firm change

Relationships

Registered with (6)

→ I• F•••••••• A••••••• S••••••• L••Registered adviserregistration: current employment
Jan 9, 2020 to presentfactForm ADV
→ C••••••• F•••••••• D••••••• I•••Registered adviserregistration: previous registration
Oct 11, 2016 to Dec 19, 2019factForm ADV
→ T•••••••••Registered adviserregistration: previous registration
Dec 2, 2013 to Oct 3, 2016factForm ADV
→ W•••••• • R•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:858c1d19-b109-43a4-6190-18755ac9db2f
First observed: Oct 22, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.