DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••• J••• M•••••

I• F•••••••• A••••••• S••••••• L••independent RIAMokena, Il dual registrantIAPD 1421224

Feed of 09/14/2026

Also filed as Eric J Medina

At current firm

6 y

since Jan 9, 2020

In the industry

40 y

since Nov 25, 1985 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I• F•••••••• A••••••• S••••••• L•• independent RIA current
since Jan 9, 2020 · Charlotte, Nc
C••••••• F•••••••• D••••••• I••• BD affiliated
Oct 11, 2016 to Dec 19, 2019 · Mokena, Il
T••••••••• unclassified
Dec 2, 2013 to Oct 3, 2016 · Chicago, Il
W•••••• • R••• former
Aug 29, 2012 to Dec 16, 2013 · Mokena, Il
L•••••• I••••••••• independent RIA
Aug 17, 2010 to Apr 6, 2011 · Munster, In
V•••• F•••••••• A•••••••• I••• BD affiliated
Oct 22, 2004 to Apr 20, 2009 · Merrillville, In

Moves

a registration end followed by a registration begin elsewhere

C••••••• F•••••••• D••••••• I••• to I• F•••••••• A••••••• S••••••• L••
left Dec 19, 2019, registered Jan 9, 2020 (21 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
T••••••••• to C••••••• F•••••••• D••••••• I•••
left Oct 3, 2016, registered Oct 11, 2016 (8 days) · Other
W•••••• • R••• to T•••••••••
left Dec 16, 2013, registered Dec 2, 2013 (-14 days) · Other
L•••••• I••••••••• to W•••••• • R•••
left Apr 6, 2011, registered Aug 29, 2012 (511 days) · Other
V•••• F•••••••• A•••••••• I••• to L•••••• I•••••••••
left Apr 20, 2009, registered Aug 17, 2010 (484 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address