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RIA / WealthAdvisor16 years in industry

Quincy DeEarl Caldwell

Advisor at EMPIRIKAL PARTNERS LLC

KATY, TX | PHOENIX, AZ

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Search this name across graphsid dfx:ria:85994061-e41f-fe9a-5918-34448cde8b1e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Sep 16, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMPIRIKAL PARTNERS LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 11, 2010
First registration: Sep 16, 2010
Dual registered: no
Other names: QUINCY DE'EARL CALDWELL|QUINCY DE EARL CALDWELL
IAPD individual key: 5583424

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMPIRIKAL PARTNERS LLC	State registered	Jan 9, 2023	n/a	yes	PHOENIX, AZ\|KATY, TX	Current employment
SUPREME ALLIANCE LLC	Independent wealth	Oct 2, 2020	Jan 2, 2023	no	CHARLOTTE, NC\|CHARLOTTE, NC\|Katy, TX\|Katy, TX	Previous registration
PLANMEMBER SECURITIES CORPORATION	Independent wealth	Oct 7, 2013	Oct 19, 2018	no	CARPINTERIA, CA\|Katy, TX\|Horseshoe Bay, TX	Previous registration
VERITRUST FINANCIAL, LLC	Former SEC adviser	Apr 9, 2013	Oct 7, 2013	no	KATY, TX\|AUSTIN, TX	Previous registration
RIDGEWAY CONGER ADVISORY SERVICES	Former SEC adviser	Dec 19, 2011	Jun 4, 2013	no	KATY, TX\|NEW WOODSTOCK, NY	Previous registration
VERITRUST FINANCIAL, LLC	Former SEC adviser	Mar 22, 2011	Sep 12, 2011	no	KATY, TX\|AUSTIN, TX\|AUSTIN, TX	Previous registration
WESTPARK WEALTH ADVISORS, INC.	Independent wealth	Sep 16, 2010	Mar 22, 2011	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUPREME ALLIANCE LLC	EMPIRIKAL PARTNERS LLC	Jan 2, 2023	Jan 9, 2023	7	Firm change	RIA to state RIA
PLANMEMBER SECURITIES CORPORATION	SUPREME ALLIANCE LLC	Oct 19, 2018	Oct 2, 2020	714	Firm change after gap	RIA to RIA
VERITRUST FINANCIAL, LLC	PLANMEMBER SECURITIES CORPORATION	Oct 7, 2013	Oct 7, 2013	0	Firm change	Other
RIDGEWAY CONGER ADVISORY SERVICES	VERITRUST FINANCIAL, LLC	Jun 4, 2013	Apr 9, 2013	-56	Firm change after gap	Other
VERITRUST FINANCIAL, LLC	RIDGEWAY CONGER ADVISORY SERVICES	Sep 12, 2011	Dec 19, 2011	98	Firm change	Other
WESTPARK WEALTH ADVISORS, INC.	VERITRUST FINANCIAL, LLC	Mar 22, 2011	Mar 22, 2011	0	Firm change	Other

Relationships

Registered with (6)

→ EMPIRIKAL PARTNERS LLCRegistered adviserregistration: current employment
Jan 9, 2023 to presentfactForm ADV
→ SUPREME ALLIANCE LLCRegistered adviserregistration: previous registration
Oct 2, 2020 to Jan 2, 2023factForm ADV
→ PLANMEMBER SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Oct 7, 2013 to Oct 19, 2018factForm ADV
→ VERITRUST FINANCIAL, LLCRegistered adviserregistration: previous registration
Apr 9, 2013 to Oct 7, 2013factForm ADV
→ RIDGEWAY CONGER ADVISORY SERVICESRegistered adviserregistration: previous registration
Dec 19, 2011 to Jun 4, 2013factForm ADV
→ WESTPARK WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Sep 16, 2010 to Mar 22, 2011factForm ADV

Dated events

Occurred
Jan 2, 2023
Advisor changed firm
Quincy Deearl Caldwell left Supreme Alliance Llc for Empirikal Partners Llc (registered 2023-01-09)
Form ADVobserved 5 days ago