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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

VERGENT ASSET MANAGEMENT

VERGENT ASSET MANAGEMENT LLP, CRD 290165

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:85b7c192-5445-64a6-ba38-b33e2c7f3856

Data as of Jun 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 26
Dated events: 4
On other graphs: 0
Observed: Jul 20, 2018 to Jun 26, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.65 institutional_share=0.35 related_bd=false related_bank=true bd_reps=5.0
Regulatory AUM: $1.2BItem 5.F on the latest filing (2026-06-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 10
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 6
Private funds: 2Schedule D 7.B(1)
Custody, client assets: $0
SEC number: 801-121079
CRD: 290165
Filings on the tape: 9
First filed: Jul 20, 2018
Latest filed: Jun 26, 2026
Organised: Limited Liability Partnership
Website: vergent-am.cclgroup.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
VERGENT MENA OPPORTUNITIES FUND LTD.	Hedge Fund	$45.0M	Mar 28, 2024	1	Jan 8, 2020	reported	n/a
VERGENT EMERGING OPPORTUNITIES FUND LTD.	Hedge Fund	$2.4M	Mar 28, 2024	2	Jul 20, 2018	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Al-Nassir, Ali	PORTFOLIO MANAGER, MANAGING PARTNER	C	yes	01/2018	Jul 20, 2018	Mar 28, 2024
Bechara, Nemer	COMPLIANCE OFFICER & MANAGING PARTNER	B	yes	09/2017	Jul 20, 2018	Mar 28, 2024
CONNOR, CLARK & LUNN FINANCIAL GROUP INVESTMENT PARTNERSHIP	Partner	E	yes	01/2015	Jul 20, 2018	Mar 28, 2024
CONNOR, CLARK & LUNN FINANCIAL GROUP LP	Shareholder	E	yes	01/2014	Jul 20, 2018	Mar 28, 2024
CONNOR, CLARK & LUNN FINANCIAL GROUP LTD.	Partner	E	yes	01/2015	Jul 20, 2018	Mar 28, 2024
CONNOR, CLARK & LUNN UK HOLDINGS LTD.	Shareholder	E	yes	01/2014	Jul 20, 2018	Mar 28, 2024
CONNOR, CLARK & LUNN UK LTD.	Partner	D	yes	09/2017	Jul 20, 2018	Mar 28, 2024
STODDART, JOHN, WARREN	MANAGEMENT COMMITTEE MEMBER	Na	yes	01/2018	Jul 20, 2018	Mar 28, 2024
Walsh, Michael, John	MANAGEMENT COMMITTEE MEMBER	Na	yes	09/2017	Jul 20, 2018	Mar 28, 2024
HASENAUER, ERIC, ROMAN	SN. VICE PRESIDENT, CO-HEAD	Na	no	07/2018	Jul 20, 2018	Mar 28, 2024
Marzec, Timothy, Michael	VICE PRESIDENT	Na	no	07/2018	Jul 20, 2018	Mar 28, 2024
Reynolds, Stephen, Edward	VICE PRESIDENT	Na	no	07/2018	Jul 20, 2018	Mar 28, 2024
RICKETTS, JOHN, WYATT	SN. VICE PRESIDENT, CO-HEAD	Na	no	03/2022	Mar 24, 2022	Mar 28, 2024
SIMONETTE, GARY, J	VICE PRESIDENT	Na	no	07/2018	Jul 20, 2018	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD	n/a	Other adviser	$86B	N	yes	n/a
GLOBAL ALPHA CAPITAL MANAGEMENT LTD.	n/a	Other adviser	$6.3B	N	yes	n/a
NS PARTNERS LTD	n/a	Asset manager	$5.9B	N	yes	n/a
PCJ INVESTMENT COUNSEL LTD.	n/a	Asset manager	$924M	N	yes	n/a
FORTWOOD CAPITAL LP	n/a	Asset manager	$513M	N	yes	n/a
CONNOR, CLARK & LUNN PRIVATE CAPITAL LTD.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 31, 2026	$1.2B	$1.2B	10	10	2	n/a
2024	Mar 27, 2025	$1.2B	$1.2B	10	10	2	n/a
2023	Mar 28, 2024	$790M	$790M	10	10	2	$47.4M
2022	Mar 31, 2023	$232M	$232M	9	9	2	$44.3M
2021	Mar 24, 2022	$127M	$127M	9	9	2	$47.8M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.2B	$1.2B	5.0%	$232M	75.1%	10	10	0	0

Relationships

Affiliated with (10)

← CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTDRegistered adviserother investment adviser, bank, common control
factForm ADV
→ CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTDRegistered adviserother investment adviser, bank, common control
factForm ADV
→ NS PARTNERS LTDRegistered adviserother investment adviser, common control
factForm ADV
→ GLOBAL ALPHA CAPITAL MANAGEMENT LTD.Registered adviserother investment adviser, common control
factForm ADV
→ PCJ INVESTMENT COUNSEL LTD.Registered adviserother investment adviser, common control
factForm ADV
→ FORTWOOD CAPITAL LPRegistered adviserother investment adviser, common control
factForm ADV
← NS PARTNERS LTDRegistered adviserother investment adviser, bank, common control
factForm ADV
← GLOBAL ALPHA CAPITAL MANAGEMENT LTD.Registered adviserother investment adviser, bank, common control
factForm ADV
← PCJ INVESTMENT COUNSEL LTD.Registered adviserother investment adviser, bank, common control
factForm ADV
← FORTWOOD CAPITAL LPRegistered adviserother investment adviser, bank, common control
factForm ADV

Advises (2)

→ VERGENT EMERGING OPPORTUNITIES FUND LTD.Private fundHedge Fund, IA
Jul 20, 2018 to presentfactForm ADV
→ VERGENT MENA OPPORTUNITIES FUND LTD.Private fundHedge Fund, IA
Jan 8, 2020 to presentfactForm ADV

Owns (5)

← RICKETTS, JOHN, WYATTOwnerSN. VICE PRESIDENT, CO-HEAD, ownership code NA, individual
Mar 24, 2022 to Mar 28, 2024factForm ADV
← HASENAUER, ERIC, ROMANOwnerSN. VICE PRESIDENT, CO-HEAD, ownership code NA, individual
Jul 20, 2018 to Mar 28, 2024factForm ADV
← Reynolds, Stephen, EdwardOwnerVICE PRESIDENT, ownership code NA, individual
Jul 20, 2018 to Mar 28, 2024factForm ADV
← SIMONETTE, GARY, JOwnerVICE PRESIDENT, ownership code NA, individual
Jul 20, 2018 to Mar 28, 2024factForm ADV
← Marzec, Timothy, MichaelOwnerVICE PRESIDENT, ownership code NA, individual
Jul 20, 2018 to Mar 28, 2024factForm ADV

Controls (7)

← STODDART, JOHN, WARRENOwnerMANAGEMENT COMMITTEE MEMBER, ownership code NA, individual
Jul 20, 2018 to Mar 28, 2024factForm ADV
← Walsh, Michael, JohnOwnerMANAGEMENT COMMITTEE MEMBER, ownership code NA, individual
Jul 20, 2018 to Mar 28, 2024factForm ADV
← Al-Nassir, AliOwnerPORTFOLIO MANAGER, MANAGING PARTNER, ownership code C, individual
Jul 20, 2018 to Mar 28, 2024factForm ADV
← Bechara, NemerOwnerCOMPLIANCE OFFICER & MANAGING PARTNER, ownership code B, individual
Jul 20, 2018 to Mar 28, 2024factForm ADV
← CONNOR, CLARK & LUNN FINANCIAL GROUP INVESTMENT PARTNERSHIPOwnerPARTNER, ownership code E, foreign entity
Jul 20, 2018 to Mar 28, 2024factForm ADV
← CONNOR, CLARK & LUNN FINANCIAL GROUP LPOwnerSHAREHOLDER, ownership code E, foreign entity
Jul 20, 2018 to Mar 28, 2024factForm ADV
← CONNOR, CLARK & LUNN UK HOLDINGS LTD.OwnerSHAREHOLDER, ownership code E, foreign entity
Jul 20, 2018 to Mar 28, 2024factForm ADV

Dated events

Occurred
Mar 27, 2025
Regulatory AUM changed
Vergent Asset Management reported RAUM $1.2B, up 50% from $790.1M (2024-03-28 to 2025-03-27)
Form ADVobserved 6 days ago
$396M
Occurred
Mar 28, 2024
Regulatory AUM changed
Vergent Asset Management reported RAUM $790.1M, up 241% from $232.0M (2023-03-31 to 2024-03-28)
Form ADVobserved 6 days ago
$558M
Occurred
Mar 31, 2023
Regulatory AUM changed
Vergent Asset Management reported RAUM $232.0M, up 83% from $126.6M (2022-03-24 to 2023-03-31)
Form ADVobserved 6 days ago
$105M
Occurred
Jul 20, 2018
First Form ADV filing
Vergent Asset Management filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:85b7c192-5445-64a6-ba38-b33e2c7f3856
First observed: Jul 20, 2018
Last observed: Jun 26, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VERGENT ASSET MANAGEMENT

VERGENT ASSET MANAGEMENT LLP, CRD 290165

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:85b7c192-5445-64a6-ba38-b33e2c7f3856

Data as of Jun 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:11 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

VERGENT MENA OPPORTUNITIES FUND LTD.

Hedge Fund

$45.0M

Mar 28, 2024

Jan 8, 2020

reported

n/a

VERGENT EMERGING OPPORTUNITIES FUND LTD.

Hedge Fund

$2.4M

Mar 28, 2024

Jul 20, 2018

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Al-Nassir, Ali

PORTFOLIO MANAGER, MANAGING PARTNER

yes

01/2018

Jul 20, 2018

Mar 28, 2024

Bechara, Nemer

COMPLIANCE OFFICER & MANAGING PARTNER

yes

09/2017

Jul 20, 2018

Mar 28, 2024

CONNOR, CLARK & LUNN FINANCIAL GROUP INVESTMENT PARTNERSHIP

Partner

yes

01/2015

Jul 20, 2018

Mar 28, 2024

CONNOR, CLARK & LUNN FINANCIAL GROUP LP

Shareholder

yes

01/2014

Jul 20, 2018

Mar 28, 2024

CONNOR, CLARK & LUNN FINANCIAL GROUP LTD.

Partner

yes

01/2015

Jul 20, 2018

Mar 28, 2024

CONNOR, CLARK & LUNN UK HOLDINGS LTD.

Shareholder

yes

01/2014

Jul 20, 2018

Mar 28, 2024

CONNOR, CLARK & LUNN UK LTD.

Partner

yes

09/2017

Jul 20, 2018

Mar 28, 2024

STODDART, JOHN, WARREN

MANAGEMENT COMMITTEE MEMBER

yes

01/2018

Jul 20, 2018

Mar 28, 2024

Walsh, Michael, John

MANAGEMENT COMMITTEE MEMBER

yes

09/2017

Jul 20, 2018

Mar 28, 2024

HASENAUER, ERIC, ROMAN

SN. VICE PRESIDENT, CO-HEAD

07/2018

Jul 20, 2018

Mar 28, 2024

Marzec, Timothy, Michael

VICE PRESIDENT

07/2018

Jul 20, 2018

Mar 28, 2024

Reynolds, Stephen, Edward

VICE PRESIDENT

07/2018

Jul 20, 2018

Mar 28, 2024

RICKETTS, JOHN, WYATT

SN. VICE PRESIDENT, CO-HEAD

03/2022

Mar 24, 2022

Mar 28, 2024

SIMONETTE, GARY, J

VICE PRESIDENT

07/2018

Jul 20, 2018

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD

n/a

Other adviser

$86B

yes

n/a

GLOBAL ALPHA CAPITAL MANAGEMENT LTD.

n/a

Other adviser

$6.3B

yes

n/a

NS PARTNERS LTD

n/a

Asset manager

$5.9B

yes

n/a

PCJ INVESTMENT COUNSEL LTD.

n/a

Asset manager

$924M

yes

n/a

FORTWOOD CAPITAL LP

n/a

Asset manager

$513M

yes

n/a

CONNOR, CLARK & LUNN PRIVATE CAPITAL LTD.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$1.2B

n/a

2024

Mar 27, 2025

$1.2B

n/a

2023

Mar 28, 2024

$790M

$47.4M

2022

Mar 31, 2023

$232M

$44.3M

2021

Mar 24, 2022

$127M

$47.8M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.2B

5.0%

$232M

75.1%