DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•••••• A•••• M•••••••••
Legal name V•••••• A•••• M••••••••• L••
Latest filing Jun 26, 2026
First filing on the tape Jul 20, 2018 · 9 filings
SEC status approved since Apr 30, 2021
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$1.2B as of Jun 26, 2026
Mar 24, 2022$127M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 26, 2026
Mar 24, 20220 then
Employees (5.A)10 as of Jun 26, 2026
Mar 24, 20229 then
Private funds2 as of Jun 26, 2026
Mar 24, 20222 then
RAUM +5.0% over the last fiscal year+75% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $208MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 35%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$752M60%
- Sovereign wealth funds$438M35%
- Pooled investment vehicles$55.6M4.5%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.65 institutional_share=0.35 related_bd=false related_bank=true bd_reps=5.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| V•••••• M••• O••••••••• F••• L••• | Hedge Fund | $45.0M | 1 | Jan 8, 2020 |
| V•••••• E••••••• O••••••••• F••• L••• | Hedge Fund | $2.4M | 2 | Jul 20, 2018 |
Owners and control persons
Schedule A and B, latest filing
- A••••••••• A•• · Portfolio Manager, Managing Partnercontrolsince 01/2018 · owns 25% to 50%
- B••••••• N•••• · Compliance Officer & Managing Partnercontrolsince 09/2017 · owns 10% to 25%
- S•••••••• J•••• W••••• · Management Committee Membercontrolsince 01/2018 · owns less than 5%
- W••••• M••••••• J••• · Management Committee Membercontrolsince 09/2017 · owns less than 5%
- H••••••••• E•••• R•••• · Sn. Vice President, Co-Headsince 07/2018 · owns less than 5%
- M•••••• T••••••• M•••••• · Vice Presidentsince 07/2018 · owns less than 5%
- R•••••••• S••••••• E••••• · Vice Presidentsince 07/2018 · owns less than 5%
- R•••••••• J•••• W•••• · Sn. Vice President, Co-Headsince 03/2022 · owns less than 5%
- S••••••••• G•••• J• · Vice Presidentsince 07/2018 · owns less than 5%
Entity owners
- C•••••• C•••• • L••• U• L••• · Partnerdirect · owns 50% to 75%
- C•••••• C•••• • L••• F•••••••• G•••• I••••••••• P••••••••• · Partnerindirect · owns 75% or more of C•••••• C•••• • L••• F•••••••• G•••• L•
- C•••••• C•••• • L••• F•••••••• G•••• L• · Shareholderindirect · owns 75% or more of C•••••• C•••• • L••• U• H••••••• L•••
- C•••••• C•••• • L••• F•••••••• G•••• L••• · Partnerindirect · owns 75% or more of C•••••• C•••• • L••• F•••••••• G•••• I••••••••• P•••••••••
- C•••••• C•••• • L••• U• H••••••• L••• · Shareholderindirect · owns 75% or more of C•••••• C•••• • L••• U• L•••
Related persons
Schedule D 7.A
- C••••• C•••• • L••• I••••••••• M••••••••• L••investment adviserbanknRAUM $86B
- C•••••• C•••• • L••• P•••••• C•••••• L•••investment advisern
- F••••••• C•••••• L•investment advisernRAUM $513M
- G••••• A•••• C•••••• M••••••••• L•••investment advisernRAUM $6.3B
- N• P••••••• L••investment advisernRAUM $5.9B
- P•• I••••••••• C•••••• L•••investment advisernRAUM $924M
Advisers that list V•••••• A•••• M••••••••• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Jun 26, 2026institutional share of RAUM of 35% against a peer median of 0% (1506 comparable advisers, 100.0th percentile, 11.8 robust deviations)peers: asset managers, $1B to $5B (1,506) · 100% percentile
What changed
consecutive filings, newest first
- Discretionary RAUM · $1.2B to $1.2BMay 14, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $52.4M to $55.6MMay 14, 2025 to Mar 31, 2026
- RAUM · $1.2B to $1.2BMay 14, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 27, 2025 to May 14, 2025
- BD registered reps · 0 to 5Mar 28, 2024 to Mar 27, 2025
- HQ state · unset to Mar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $790M to $1.2BMar 28, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $47.4M to $52.4MMar 28, 2024 to Mar 27, 2025
- RAUM · $790M to $1.2BMar 28, 2024 to Mar 27, 2025
- Accounts · 4 to 6Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 9 to 10Mar 31, 2023 to Mar 28, 2024
- Employees · 9 to 10Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $232M to $790MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $44.3M to $47.4MMar 31, 2023 to Mar 28, 2024
- RAUM · $232M to $790MMar 31, 2023 to Mar 28, 2024
- Accounts · 3 to 4Mar 24, 2022 to Mar 31, 2023
- Discretionary RAUM · $127M to $232MMar 24, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $47.8M to $44.3MMar 24, 2022 to Mar 31, 2023
- RAUM · $127M to $232MMar 24, 2022 to Mar 31, 2023
- Advisory employees · 8 to 9Mar 31, 2021 to Mar 24, 2022
- Employees · 8 to 9Mar 31, 2021 to Mar 24, 2022
- p•••••• fund count · 4 to 2Mar 31, 2021 to Mar 24, 2022
- Discretionary RAUM · $103M to $127MMar 31, 2021 to Mar 24, 2022
- Pooled vehicle RAUM · $58.6M to $47.8MMar 31, 2021 to Mar 24, 2022
- RAUM · $103M to $127MMar 31, 2021 to Mar 24, 2022
- Accounts · 0 to 3Jul 20, 2018 to Mar 31, 2021
- Advisory employees · 3 to 8Jul 20, 2018 to Mar 31, 2021
- Pooled vehicle clients · 1 to 2Jul 20, 2018 to Mar 31, 2021
- Custody of client assets · false to trueJul 20, 2018 to Mar 31, 2021
- Employees · 4 to 8Jul 20, 2018 to Mar 31, 2021
- Other offices · 1 to 0Jul 20, 2018 to Mar 31, 2021
- p•••••• fund count · 1 to 4Jul 20, 2018 to Mar 31, 2021
- Discretionary RAUM · $0 to $103MJul 20, 2018 to Mar 31, 2021
- Pooled vehicle RAUM · $0 to $58.6MJul 20, 2018 to Mar 31, 2021
- RAUM · $0 to $103MJul 20, 2018 to Mar 31, 2021
- Related bank · false to trueJul 20, 2018 to Mar 31, 2021
Signals
4 dated events
- V•••••• A•••• M••••••••• reported RAUM $1.2B, up 50% from $790.1M (2024-03-28 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- V•••••• A•••• M••••••••• reported RAUM $790.1M, up 241% from $232.0M (2023-03-31 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- V•••••• A•••• M••••••••• reported RAUM $232.0M, up 83% from $126.6M (2022-03-24 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- V•••••• A•••• M••••••••• filed its initial SEC registration (Form ADV)Jul 20, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/vergentassetmanagementllpreportedpublic record, Form ADV, Sep 18, 2026
- Website
- vergent-am.cclgroup.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 44 203 535 8143reportedpublic record, Form ADV, Jun 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026