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Advisor at A.G.P / ALLIANCE GLOBAL PARTNERS
Holmdel, NJ | Annapolis, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A.G.P / ALLIANCE GLOBAL PARTNERS | Independent wealth | Feb 3, 2025 | n/a | yes | Annapolis, MD|Holmdel, NJ | Current employment |
| ARETE WEALTH ADVISORS, LLC | Bd affiliated wealth | Sep 30, 2011 | Mar 3, 2025 | no | CHICAGO, IL|ANNAPOLIS, MD | Previous registration |
| GLEN EAGLE ADVISORS, LLC | Former SEC adviser | Jul 8, 2009 | Oct 28, 2011 | no | SEVERNA PARK, MD|KINGSTON, NJ|PRINCETON, NJ|ANNAPOLIS, MD|Kingston, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 28, 2002 | Jul 16, 2009 | no | ANNAPOLIS, MD|ANNAPOLIS, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARETE WEALTH ADVISORS, LLC | A.G.P / ALLIANCE GLOBAL PARTNERS | Mar 3, 2025 | Feb 3, 2025 | -28 | Firm change | Ibd to RIA |
| GLEN EAGLE ADVISORS, LLC | ARETE WEALTH ADVISORS, LLC | Oct 28, 2011 | Sep 30, 2011 | -28 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | GLEN EAGLE ADVISORS, LLC | Jul 16, 2009 | Jul 8, 2009 | -8 | Firm change | Other |