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G••• E•••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

G••• E•••• A•••••••• L••

CRD 124504

PRINCETON, NJ

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Search this name across graphsid dfx:ria:fb8ebe71-6c03-14a9-1ae9-c7073b290373

Data as of Mar 24, 2015 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 1
On other graphs: 1
Observed: Nov 21, 2011 to Mar 24, 2015
14 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

G••• E•••• A•••••••• L••

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $128M••• Locked
Discretionary RAUM: $96.3M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M•••••• S•••• A••	COMMON SHAREHOLDER	E	yes	05/1988	Nov 21, 2011	Mar 24, 2015
M•••••• S•••• A••	Ceo	Na	yes	04/2012	Nov 21, 2011	Mar 24, 2015

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 24, 2015

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$128M	n/a	n/a	$29.6M	63.0%	9	n/a	n/a	n/a

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
G••• E•••• A•••••••• L••	4	Mar 9, 2016	Mar 18, 2016	KINGSTON, NJ	Firm absorbed	Other	100.0%

Relationships

Affiliated with (2)

← G••• E•••• A•••••••• L••Registered adviserbroker-dealer, common control
factForm ADV
← ALOOOLARegistered adviserbroker-dealer, common control
factForm ADV

Controls (2)

← M•••••• S•••• A••OwnerCOMMON SHAREHOLDER, ownership code E, individual
Nov 21, 2011 to presentfactForm ADV
← M••••• G••• A•OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual

Dated events

Occurred
Feb 26, 2014
First Form ADV filing
G••• E•••• A•••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fb8ebe71-6c03-14a9-1ae9-c7073b290373
First observed: Nov 21, 2011
Last observed: Mar 24, 2015 140 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.