B•••• E••••

Advisor at SPC

ANN ARBOR, MI | Brighton, CO

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Search this name across graphsid dfx:ria:85df5e80-c21b-0e77-0922-9f00f0943a36

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Jan 31, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SPC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 31, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••	Bd affiliated wealth	Sep 3, 2025	n/a	yes	Brighton, CO\|ANN ARBOR, MI	Current employment
I• F•••••••• A••••••• S••••••• L••	Independent wealth	Mar 17, 2025	Mar 19, 2025	no	Brighton, CO\|CHARLOTTE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	S••	Sep 8, 2025	Sep 3, 2025	-5	Firm change	Ibd to ibd
I• F•••••••• A••••••• S••••••• L••	C••••• I••••••••• A••••••• L••	Mar 19, 2025	Mar 17, 2025

Relationships

Registered with (7)

→ S••Registered adviserregistration: current employment
Sep 3, 2025 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 17, 2025 to Sep 8, 2025factForm ADV
→ I• F•••••••• A••••••• S••••••• L••Registered adviserregistration: previous registration
Mar 17, 2025 to Mar 19, 2025factForm ADV
→ S••••••••• A•••••• A•••••••• I•••

Dated events

Occurred
Sep 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 19, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 24, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:85df5e80-c21b-0e77-0922-9f00f0943a36
First observed: Jan 31, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.