DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• E••••

S••BD affiliatedAnn Arbor, Mi dual registrantIAPD 6001341

Feed of 09/14/2026

Also filed as B•••• R E••••

At current firm

1 y

since Sep 3, 2025

In the industry

14 y

since Jan 31, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•• BD affiliated current
since Sep 3, 2025 · Brighton, Co
C••••• I••••••••• A••••••• L•• BD affiliated
Mar 17, 2025 to Sep 8, 2025 · Greenwood Village, Co
I• F•••••••• A••••••• S••••••• L•• independent RIA
Mar 17, 2025 to Mar 19, 2025 · Brighton, Co
I• F•••••••• A••••••• S••••••• L•• independent RIA
Oct 18, 2023 to Mar 17, 2025 · Charlotte, Nc
S••••••••• A•••••• A•••••••• I••• former
Dec 17, 2021 to Oct 24, 2023 · Brighton, Co
P•••• S••••••••• L•• no RAUM
Aug 14, 2019 to Dec 21, 2021 · E••••Wood, Co
G••••••• R•••• C•••••• L•• unclassified
Mar 7, 2013 to Feb 24, 2016 · Lakewood, Co
W••••••••• C•••••• M••••••••• former
Jan 31, 2012 to Feb 23, 2016 · Northglenn, Co

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to S••
left Sep 8, 2025, registered Sep 3, 2025 (-5 days) · Affiliated broker-dealer or bank to another
I• F•••••••• A••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••
left Mar 19, 2025, registered Mar 17, 2025 (-2 days) · Affiliated broker-dealer or bank to another
S••••••••• A•••••• A•••••••• I••• to I• F•••••••• A••••••• S••••••• L••
left Oct 24, 2023, registered Oct 18, 2023 (-6 days) · Affiliated broker-dealer or bank to another
P•••• S••••••••• L•• to S••••••••• A•••••• A•••••••• I•••
left Dec 21, 2021, registered Dec 17, 2021 (-4 days) · Affiliated broker-dealer or bank to another
G••••••• R•••• C•••••• L•• to P•••• S••••••••• L••
left Feb 24, 2016, registered Aug 14, 2019 (1267 days) · Other
W••••••••• C•••••• M••••••••• to G••••••• R•••• C•••••• L••
left Feb 23, 2016, registered Mar 7, 2013 (-1083 days) · Other

Signals

B•••• E•••• left C••••• I••••••••• A••••••• L•• for Spc (registered 2025-09-03)
Sep 8, 2025 · Advisor changed firm · fact
B•••• E•••• left I• F•••••••• A••••••• S••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2025-03-17)
Mar 19, 2025 · Advisor changed firm · fact
B•••• E•••• left S••••••••• A•••••• A•••••••• I••• for I• F•••••••• A••••••• S••••••• L•• (registered 2023-10-18)
Oct 24, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address